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Global Web Directory >> Financial Services >> Investment Brokerage - Regional (18)Display Results per page: 20 40
Asset Management (309)
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Investment Brokerage - National (82)
Investment Brokerage - Regional (18)
f8/arlingtonasset.jpgArlington Asset Investment Corporation
Arlington Asset Investment (formerly Friedman, Billings, Ramsey) is a holding company that, through its subsidiaries, invests mostly in residential mortgage-backed securities (MBS). Prior to 2009, Arlington Asset Investment Corporation operated as a real estate investment trust, but it dropped that status in order to gain more flexibility to acquire assets ...
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f8/diamond_hill.jpgDiamond Hill Investment Group, Inc.
Diamond Hill Investment Group, Inc., through its subsidiaries, sponsors, markets, and provides investment advisory and related services in the United States. Diamond Hill Investment Group, Inc. also provides underwriting, compliance, treasury, and fund administration services to mutual fund companies. Diamond Hill Investment Group, Inc. provides its services to various clients, ...
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f8/gfigroup.jpgGFI Group Inc.
GFI Group is an inter-dealer hybrid brokerage that acts as an intermediary for more than 2,000 institutional clients such as banks, large corporations, insurance companies, and hedge funds. GFI Group Inc. deals primarily in over-the-counter derivatives, which tend to be less liquid and thus harder to trade than other assets. ...
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f8/gleacher.jpgGleacher & Company, Inc.
Gleacher & Company (formerly Broadpoint Gleacher Securities Group) provides investment banking, debt capital markets services, and equity research to institutional clients in the US and Europe. Subsidiary DESCAP sells and trades mortgage-related and asset-backed securities. FA Technology Ventures provides venture capital to high-tech US firms. In 2009 Broadpoint Securities acquired ...
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f8/greenhill_co.jpgGreenhill & Co, Inc.
Greenhill & Co., Inc. operates as an independent investment bank. Greenhill & Co, Inc. focuses on providing financial advice on mergers, acquisitions, restructurings, fund placement, financings, and capital raisings to corporations, partnerships, institutions, and governments. Greenhill & Co, Inc. acts for clients located worldwide from its offices in New York, ...
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f8/jefferies.jpgJefferies Group, Inc.
Jefferies Group (along with its main subsidiary Jefferies & Company) raises capital, performs securities trading and research, and provides advisory services for small and midsized companies in the US. Serving about 2,500 institutional clients worldwide, Jefferies Group, Inc. also trades derivatives and commodities and makes markets for some 5,000 US ...
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f8/jesuplamont.jpgJesup & Lamont, Inc.
Jesup & Lamont, Inc., through its subsidiaries, provides securities brokerage, investment banking, market making research, investment advisory, asset management services, and order execution services to retail and institutional customers primarily in the United States, Europe, and Asia. Jesup & Lamont, Inc. offers brokerage services, including ancillary services, such as market ...
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f8/kentfinancialservices.jpgKent Financial Services, Inc.
Kent Financial Services (once known as Texas American Energy) has moved from the oil patch to the financial services field. Kent Financial Services, Inc. holds a majority stake in publicly traded Kent International Holdings (formerly Cortech), which scrapped its pharmaceutical research and is seeking new business opportunities in the US ...
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f8/knight.jpgKnight Capital Group, Inc.
Knight Capital Group performs electronic and voice-activated trade execution services for US and foreign stocks, as well as futures, options, foreign exchange, and fixed income products, through subsidiaries such as Knight Equity Markets, Knight Capital Markets, Knight Direct, Hotspot, and Knight BondPoint. Active in the US, the UK, and Hong ...
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f8/labranche.jpgLaBranche & Co Inc.
LaBranche & Co Inc., through its subsidiaries, operates as a registered broker-dealer. It operates as market-maker in options, futures, and exchange-traded funds (ETF) traded on various exchanges. LaBranche & Co Inc. operates in two segments, Market-Making and Institutional Brokerage. The Market-Making segment operates as a market maker in equity, index ...
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f8/nationalsecurities.jpgNational Holdings Corporation
National Holdings provides securities brokerage services to high-net-worth individuals and institutional investors through subsidiaries National Securities Corporation, vFinance, and EquityStation. National Holdings Corporation also provides investment banking services to micro-, small-, and midcap companies and trades securities. Another subsidiary, National Asset Management, offers investors access to mutual funds, money manager ...
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f8/opco.jpgOppenheimer Holdings Inc.
Oppenheimer Holdings specializes in wealth management, asset management, trust, and investment banking services for institutional and wealthy individual clients. (Private-client services -- about $62 billion in assets under management -- make up the bulk of sales.) Offerings include brokerage, annuities, and estate planning. Oppenheimer Holdings Inc. asset management group -- ...
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f8/paulsoninvestment.jpgPaulson Capital Corp.
Paulson Capital is a financial services holding company operating through its sole subsidiary, Paulson Investment Company. A full-service brokerage, Paulson Investment is one of the largest independent brokerage firms in the Pacific Northwest. Paulson Capital Corp. acts as an agent for its customers in the purchase and sale of stocks, ...
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f8/raymondjames.jpgRaymond James Financial, Inc.
Raymond James Financial, Inc., through its subsidiaries, engages in the underwriting, distribution, trading, and brokerage of equity and debt securities, as well as the sale of mutual funds and other investment products in the United States, Canada, and Europe. Raymond James Financial, Inc. Private Client Group segment provides securities brokerage ...
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f8/siebertnet.jpgSiebert Financial Corp.
Siebert Financial, through subsidiary Muriel Siebert & Co., provides discount securities brokerage and institutional financial services. Siebert Financial Corp. retail division offers equity trading, mutual fund access, and retirement accounts to self-directed individual investors. Customers can access their accounts and trade by phone, Internet, wireless device, or in person at ...
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f8/stifel.jpgStifel Financial Corp.
Stifel Financial Corp. serves individual, corporate, municipal, and institutional investors through about 200 offices in the US, with a concentration in the Midwest and Mid-Atlantic regions. Stifel Financial Corp. also has three offices in Europe. Through subsidiaries Stifel Nicolaus (founded 1890), Century Securities Associates, and others, the company provides securities ...
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f8/swst.jpgSWS Group, Inc.
SWS Group, Inc. was founded in 1972 and is headquartered in Dallas, Texas. Southwest Securities hopes stock prices go northeast. The primary subsidiary of SWS Group provides securities clearing and brokerage services to retail and institutional clients in more than 30 states, Canada, and Europe. Accounting for nearly three-quarters of ...
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f8/woodstockfg.jpgWoodstock Financial Group, Inc.
Woodstock Financial Group offers up financial advice, but just don't expect to hear about hippie stock picks. Woodstock Financial Group, Inc., formerly Raike Financial Group, brokers support services for brokers. Founded in 1995, the company provides licensing, clearing, IT support, education, and various administrative services to a network of independent ...
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