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Artio Global Investors Inc.

Artio Global Investors Inc.

Artio Global Investors, Inc. was founded in 1962. Artio Global Investors, Inc., an asset management company, provides investment management services to institutional and mutual fund clients. It primarily involves in managing and advising Julius Baer Investment Funds. Artio Global Investors Inc company offers various investment strategies, including International Equity strategies, Global High Grade Fixed Income, Global High Yield, Global Equity, and the U.S. Equity. It delivers investment management services to various vehicles, including registered investment management companies, commingled vehicles, and separate accounts. Artio Global Investors distributes its products and services through intermediaries, including investment consultants, broker dealers, RIAs, mutual fund platforms, and sub-advisory relationships.

Vontobel Holding AG

Vontobel Holding AG

Vontobel Holding AG is a Swiss private bank. The Company is structured into three main business units: Private Banking, Investment Banking, and Asset Management/Investment Funds. Private Banking services include portfolio management and active investment advisory to integrated financial advice and inheritance planning. The Investment Banking business unit focuses on the derivatives and structured products business and on brokerage, as well as on selected corporate finance activities. Asset Management/Investment Funds specializes in active asset management based on asset allocation, stock selection and multi-manager approaches. Its products are distributed through wholesale channels and directly to institutional clients. Among its subsidiaries there are Bank Vontobel Cayman, Bank Vontobel Oesterreich AG, Bank Vontobel Europe AG, Vontobel Asset Management, Inc., Vontobel Fund Advisory S.A., Harcourt Investment Consulting AB and Harcourt Alternative Investments (HK) Ltd.

Scale Venture Partners

Scale Venture Partners

Scale Venture Partners makes mid- to late-stage investments in businesses mostly in the hardware, software, semiconductor, networking, biotechnology, and health care industries. Scale Venture Partners has invested in such companies as Bellamax, Picolight, Somaxon Pharmaceuticals, and Dynavax Technologies. The firm typically makes an initial investment between $5 million to $15 million and then keeps capital on hand for companies to use as they grow. Bank of America had been the majority owner of the company, but decided to sell its stake in a shift away from venture capital.

MMC Ventures Ltd

MMC Ventures Ltd

MMC is a venture capital firm that invests growth capital in UK companies. MMC are an active investor and look to work closely and in partnership with impressive management teams. Although MMC approach is generalist, MMC focus on growth leads us to invest particularly in healthcare, financial services, support services and technology, including cleantech and media.MMC have substantial capital available through managed funds and a Syndicate of private investors. MMC offers MMC investors a diversified and tax-efficient portfolio service. When risk is properly calibrated and management teams are well supported venture capital offers superior returns. Since MMC began investing in 2000 MMC has established a strong track record of growing and selling businesses. MMC was named EIS Fund Manager of the Year by the EISA in January 2009. MMC is authorised and regulated by the Financial Services Authority (FSA) and is a member of the British Venture Capital Association (BVCA) and Enterprise Investment Scheme Association (EISA).

Barclays Stockbrokers Limited

Barclays Stockbrokers Limited

Barclays Stockbrokers is the retail securities brokerage arm of venerable UK banking institution Barclays. In addition to traditional and online stock trading, Barclays Stockbrokers Limited offers investment research, individual savings accounts (ISAs), self-invested personal pensions (SIPPs), and contracts for difference (CFDs; investor is paid the difference between the opening and closing price of a share at the end of a pre-stated term). One of the UK's largest brokers, Barclays Stockbrokers is part of the Barclays Wealth business (which also includes Barclays Financial Planning and Gerrard).

Janus Capital Group Inc.

Janus Capital Group Inc.

Janus Capital Group was founded in 1969 and is based in Denver Colorado with additional offices in the United States, Hong Kong; London; Milan; and Tokyo, Japan. Janus Capital Group, Inc. is a publicly owned asset management holding company with approximately $167.7 billion in assets under management. It also provides retirement planning, investment planning, tax planning, investment for college, and tax planning services to its clients. The firm primarily provides its services to investment companies, retail investors, institutions, and individuals. Through its subsidiaries, it manages equity, fixed income, money markets, and balanced mutual funds for its clients and invests in the public equity and fixed income markets across the globe. The firm was formerly known as Stilwell Financial Incorporated.

Nova Capital Management Ltd

Nova Capital Management Ltd

Nova Capital Management Ltd. was founded in 2002 and is based in London, United Kingdom with an additional office in Essex, Connecticut. Nova Capital Management Ltd. is a private equity and venture capital firm specializing in financing acquisitions, turnaround, and middle market transactions. It seeks to invest in underperforming and under-managed portfolio companies run by private equity and venture capital firms. The firm also invests in the secondary direct market. It invests across all industrial and commercial sectors. The firm typically acquires or manages holdings in portfolios of companies based in the United Kingdom, United States, and Western Europe with a transactional value of between £20 million ($39.84 million) and above £200 million ($398.42 million). It invests in companies that comprise a minimum of three businesses with value and risk diversification.

TSI Holding Company

TSI Holding Company

TSI Holding Company is a private holding company founded in 1953 by John M. Hauck. In 1988, John C. Hauck assumed responsibilities as President and CEO. TSI today has revenues exceeding $500 million, and 1,081 employees. TSI is focused on acquiring middle-market distribution and manufacturing companies with sales revenues between $30 and $150 million, and building TSI current portfolio through add-on acquisitions with a minimum of $15 million in revenues.

Capital Southwest Corporation

Capital Southwest Corporation

Capital Southwest Corporation was founded in 1961 and is based in Dallas, Texas. Capital Southwest Corporation (CSC) is a business development company. The Company’s investment interests are focused on expansion financings, management buyouts, minority recapitalizations, industry consolidations and early-stage financings in a range of industry segments. The portfolio is a composite of companies, in which it has interests, as well as a number of developing companies and marketable securities of publicly-traded companies. The Company makes available managerial assistance to the companies, in which it invests. As of March 31, 2010, the 12 largest investments the Company owned represented 90.3% of the value of its consolidated investment portfolio. Capital Southwest Management Company (CSMC), a wholly owned subsidiary of CSC, is the management company for CSC and Capital Southwest Venture Corporation (CSVC). In June 2010, NorthStar Memorial Group, LLC acquired the Company’s wholly owned portfolio company, Lifemark Group.

Northern Financial Corporation

Northern Financial Corporation

Northern Financial Corporation (Northern) is a Canada-based company. The Company wholly owns Northern Securities Inc. (Northern Securities), a member firm of the Investment Industry Regulatory Organization of Canada (IIROC). It carries on a traditional full service investment dealer business through Northern Securities providing financial advisory services to retail and institutional clients and investment banking services to small capitalization companies. This business generates revenue from commissions and advisory fees earned on investment banking activities, and commissions from institutional sales and trading and retail investment advisors, and from principal trading. Northern also carries on a merchant banking business that supplements the investment dealer business.

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