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Nikko Cordial Securities Inc.

Nikko Cordial Securities Inc.

Nikko Cordial Securities trades in equities, fixed-income products, and investment trusts for retail and institutional investors. Nikko Cordial Securities Inc. has about $300 billion of assets under management in some 2,500 client accounts. Formerly part of Citigroup, which acquired the company in 2008, Nikko Cordial was sold to Sumitomo Mitsui Financial Group the following year for some $8.7 billion, including cash and debt considerations. Nikko Cordial Securities Inc. sold most of its stake in private equity investment subsidiary Nikko Antfactory for $140 million in 2008. The relatively small divestiture portended Citigroup's sale of non-core operations in Japan, including Nikko Cordial.

MTI Partners Ltd.

MTI Partners Ltd.

MTI has been investing since 1983, helping entrepreneurs realise their visions and stakeholders create value. MTI’s hands-on approach ensures that it is a leader in the field of technology venture capital. MTI team, consisting of proven business builders and experienced leaders in the technology sector, are all technically qualified, making sure that MTI all have the knowledge and skill set to help realise latent potential. MTI takes a highly proactive stance towards its portfolio, guiding and assisting companies through all of the challenges that every rapidly growing business faces, at every stage.Headquartered in the UK, and with a US office in Boston, the portfolio of investments includes global companies in the Materials Technology, ITEC and Medical Technology sectors. MTI can invest at any stage of a company’s growth cycle, and across all geographies. Its typical investment over the life of a portfolio company is £5m/$10m, an amount that is multiplied by our ability to lead a syndicate.

Wedbush Morgan Securities Inc.

Wedbush Morgan Securities Inc.

Wedbush Morgan Securities offers investment banking and a range of financial services, including financial planning, sales and trading, and research. Wedbush Morgan Securities Inc. targets mid-market growth companies and entrepreneurs primarily in California and the western US. Wedbush offers research in sectors including consumer products and retail, financial services, life sciences, and technology. Wedbush Morgan Securities Inc. ClientLink service provides access to account information and reports via the Internet. Wedbush Morgan Securities Inc. also provides clearing services. Wedbush Morgan Securities is affiliated with investment firm Wedbush Capital Partners; both entities are controlled by Wedbush, Inc.

Fred Alger Management, Inc.

Fred Alger Management, Inc.

Fred Alger Management was founded in 1964 and is based in New York, New York with additional offices in Jersey City, New Jersey and Boston, Massachusetts. Fred Alger Management, Inc. is an asset management arm of Fred Alger & Company Incorporated. The firm provides its services primarily to individuals. It also caters to investment companies, pooled investment vehicles, high net worth individuals, pension and profit sharing plans, charitable organizations, corporations, endowments and foundations, and state or municipal government entities. The firm manages separate client-focused equity portfolios. It also manages equity, fixed income, and balanced mutual funds for its clients. The firm primarily invests in the public equity and fixed income markets across the globe. It invests in growth stocks of small-cap, mid-cap, and large-cap companies. The firm employs fundamental analysis with a bottom-up stock picking approach to create its portfolios. It uses in-house research to make its investments.

The Bank of N.T. Butterfield & Son Limited

The Bank of N.T. Butterfield & Son Limited

The Bank of N.T. Butterfield & Son Limited was founded in 1858. The Bank of N.T. Butterfield & Son Limited provides community, commercial, and private banking services. It offers retail services, such as deposit services, consumer and mortgage lending, credit cards, and personal insurance products through telephone and Internet banking, automated teller machines, and debit cards to individuals and small to medium sized businesses; and corporate services, including commercial lending and mortgages, cash management, payroll services, remote banking, and letters of credit, as well as treasury services, which include money market and foreign exchange services. The company also provides investment management, advisory, and brokerage services; trust, estate, company management, and custody services; wealth management and fiduciary services; and private banking and treasury services, and administered bank services, as well as engages in the real estate business.

Granahan Investment Management, Inc.

Granahan Investment Management, Inc.

Founded in 1985, Granahan Investment Management, Inc. is employee-owned. Granahan Investment Management (GIM) provides small capitalization equity investing for large institutional clients through its two funds. Its Small Cap Explorer fund targets companies with a market cap between $500 million and $2.5 billion while its more recent Small Cap Core Growth fund targets companies with a market cap between $100 million and $1 billion. All told the firm has some $3 billion in assets under management. Portfolio companies include business information provider Dun & Bradstreet, automated teller machine operator Euronet, and marketing services provider ValueClick.

August Capital Management, LLC

August Capital Management, LLC

August Capital was founded in 1995 by Dave Marquardt and John Johnston. Seasoned veterans of the venture capital industry, Marquardt and Johnston formed August Capital to invest in companies differentiated by technical innovation and entrepreneurial excellence. Today, August Capital's six partners -- Marquardt, Johnston, Andy Rappaport, David Hornik, Vivek Mehra and Howard Hartenbaum -- have more than a century of combined venture and operational experience. Together they manage $1.3 billion and have invested in more than 75 companies across the technology spectrum.From its inception, August Capital has funded an extraordinary group of entrepreneurs who have built significant, long-term value across the full range of information technologies. The companies that August Capital's partners have backed represent an aggregate market capitalization of well over $250 billion, generate in excess of $75 billion in annual revenue and employ a quarter of a million people around the world. This success is a testament to the entrepreneurs themselves, as well as the fundamental technologies they have created. We are proud to have supported these entrepreneurs and their companies as they have grown and prospered.

Kohlberg & Co., L.L.C.

Kohlberg & Co., L.L.C.

Kohlberg & Company, L.L.C. is a leading U.S. private equity firm which acquires "middle market" companies (valued from $100 to $500 million). Since its inception in 1987, the firm has organized six private equity funds, through which it has raised $3.7 billion of committed capital. The firm’s objective has been to realize substantial capital gains through control investments in a diversified portfolio of companies. The firm has completed approximately 100 platform and add-on acquisitions with an aggregate value of more than $6 billion. Kohlberg & Company invests in companies where it can work in partnership with senior management to identify growth opportunities and implement fundamental operating and strategic changes, resulting in substantial increases in revenue and cash flow. The firm’s use of moderate amounts of debt financing in acquiring companies affords them the financial flexibility necessary to attain these corporate objectives.

Alerion Capital Group, LLC

Alerion Capital Group, LLC

Alerion Capital Group, LLC was founded in 1999 and is based in Scottsdale, Arizona with an additional office in Salt Lake City, Utah. Alerion Capital Group, LLC is a private equity firm specializing in investments in later-stage and middle-market companies whose owners wish to fully or partially liquefy their positions. The firm prefers to invest in recapitalizations, management buyouts, leveraged buyouts, divestitures, strategic acquisition, industry consolidation, growth capital transactions, and pursue divestments of non-core subsidiaries. It also invests in companies that will significantly benefit from strategic refocusing or operating improvements. The firm typically invests in hardware and devices, electronics, instrumentation, semiconductor, business technology services, and technology enabled services (non-technology industry). It also invests in software with a focus on software as a service (SaaS); outsourcing with a focus on offshore manufacturing, development and services; security technologies with a focus on software and homeland security; and communications with a focus on wireless, convergence, and social networking. The firm usually invests in companies based in Southwest, Mountain West, and Pacific.

EUROFIMA European Company for the Financing of Railroad Rolling

EUROFIMA European Company for the Financing of Railroad Rolling

EUROFIMA European Company for the Financing of Railroad Rolling Stock is a supranational organization located in Basel, Switzerland. It was established in 1956 based on an international treaty signed by 25 European sovereign States so far. EUROFIMA fulfils a non-profit maximizing mission to support the development of rail transportation in Europe. It supports its shareholder railways as well as other railway bodies in renewing and modernizing their equipment.

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