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River Cities Capital Funds

River Cities Capital Funds

River Cities Capital Funds was founded in 1994 and has over $300 million under management. River Cities Capital Funds invests mostly in middle stage companies located in the Midwest and Southeast. River Cities Capital Funds invests venture capital in companies engaged primarily in technology, health care, and consumer and business services in the Midwest and Southeastern US. Portfolio companies include online book distributor Atomic Dog Publishing and software developer Manta Media, and online data recovery provider EVault. Investment partners include Austin Ventures, Fifth Third Bancorp, and Finova.

Counsel Corporation

Counsel Corporation

Counsel Corporation seeks to acquire real estate and controlling stakes in a variety of established companies with stable management and growth prospects. It targets the real estate, communications, consumer goods, and other sectors in Canada and the US. Counsel Corporation company owns C2 Global Technologies and Fleetwood Fine Furniture, which manufactures custom case goods for upscale hotels. Counsel's real estate holdings throughout Canada include more than a dozen retail properties that contain more than 1 million sq. ft. of leasable space. Its private equity arm, Knights Bridge Capital Corporation, makes investments up to $10 million in small and mid-market companies in North America.

KKR & Co. L.P.

KKR & Co. L.P.

Kohlberg Kravis Roberts & Co.(KKR) was founded in 1976 and is based at New York, New York with additional offices across North America, Europe, and Asia. Kohlberg Kravis Roberts & Co. is a private equity and mezzanine investment firm specializing in acquisitions, leveraged buyouts, management buyouts, and mezzanine investments in large cap companies. The firm will consider investments in all industries, with a focus on infrastructure. It seeks a board seat in its portfolio companies. The firm’s average investment horizon is five years and more. It exits its investments through initial public offerings, secondary offerings, and sales to strategic buyers. The firm holds a controlling interest in its portfolio companies after they go public.

Gelber Group, LLC

Gelber Group, LLC

Gelber Group was founded in 1982 and is based in Chicago, Illinois. Gelber Group provides trade execution, clearing, and risk management services for all major global electronic exchanges. The firm also offers market analysis, business operations consulting, facilities and data management services, and asset management for international banks, hedge funds, and independent professional traders in the US, Europe, and Asia. The company's GelberConnect electronic network provides individual and institutional traders with real-time exchange information, trade execution, and clearing services.

Aker ASA

Aker ASA

Aker ASA is a Norway-based industrial investment company engaged in active ownership. Its interests are concentrated on the areas of energy, environment, fisheries and marine biotechnology, and finance. The Company organizes its business activities in three sectors. The Industrial Holdings sector comprises ownership interests in Aker Solutions, Aker Drilling, Det norske oljeselskap, Aker Clean Carbon, and Aker BioMarine. The Financial Holdings sector comprises Aker Asset Management, which manages the hedge fund AAM Absolute Return Fund, and Converto Capital Management, an investment advisor to Converto Capital Fund. Converto Capital Fund holds interests in Aker Seafoods (65.9%), Aker Floating Production (76.2%), Aker Philadelphia Shipyard (50.3%), Bjorge (indirect 39.9%), and American Shipping Company (19.9%). Converto Capital Fund also controls 100% of Ocean Harvest. The Treasury sector manages Aker’s financial instruments: interest-bearing receivables, cash, and cash equivalents.

U.S. Global Investors Funds

U.S. Global Investors Funds

U.S. Global Investors was founded in 1968 and is based in San Antonio, Texas.U.S. Global Investors, Inc. is a publicly owned investment manager. The firm primarily provides its services to investment companies. It also manages accounts for other pooled investment vehicles, individuals, and corporations. The firm manages family of equity and fixed income mutual funds for its clients. It invests in the public equity, fixed income, gold, and natural resources markets across the globe. The firm invests in growth and core stocks to make its equity investments. For its fixed income securities, the firm invests in short and intermediate municipal debt, and U.S. government money market.

SEI Investments Company

SEI Investments Company

SEI Investments Company was founded in 1968 and is headquartered in Oaks, Pennsylvania. SEI Investments Company (SEI) is a provider of investment processing, fund processing and investment management business outsourcing solutions, which help corporations, financial institutions, financial advisors, and families create and manage wealth. The Company’s wealth management business solutions include investment processing and investment operations outsourcing solutions for banks, trust companies, independent wealth advisors and investment managers; investment management programs to affluent individual investors and for institutional investors, including retirement plan sponsors and not-for-profit organizations, and fund processing solutions for banks, investment management firms and investment companies that sponsor and distribute mutual funds, hedge funds and alternative investments. It operates through six segments: Private Banks, Investment Advisors, Institutional Investors, Investment Managers, Investments in New Businesses and LSV Asset Management.

vCap Investments LLC

vCap Investments LLC

vCap Investments LLC company was founded as Alexander Securities in 1998 by David Granzotti, who launched the company's first hedge fund the following year. vCap Investments is an asset management firm that specializes in four areas: asset management for clients who need investment and financial planning; the private client group, through which is focuses on high-net-worth clients; alternative investments, such as hedge funds; and capital introductions, best described as introducing hedge fund managers to investors. It also offers futures and currency trading.

Calera Capital

Calera Capital

Calera Capital was founded in 1991 and is headquartered in San Francisco, California. Calera Capital is a private equity firm specializing in investments in public or private middle market companies, family-controlled enterprises, and corporate divestitures. It seeks to invest in buyouts and PIPES. The firm invests across a wide variety of industries, including building and forest products, food and consumer products, healthcare and medical devices, distribution and business services, specialty packaging, financial services, electrical products and industrial manufacturing. The firm considers investments in corporate spin-offs, take-private transactions, leveraged re-capitalizations of privately held companies, restructurings, and companies seeking capital to facilitate growth or acquisitions. It focuses on companies with enterprise values of up to $1 billion, typically deploying a minimum of $75 million in each transaction.

The Bank of New York Mellon Corporation

The Bank of New York Mellon Corporation

The Bank of New York Mellon Corporation was founded in 1784 and is headquartered in New York, New York. The Bank of New York Mellon Corporation (BNY Mellon) is a global financial services company. The Company’s two principal banks are The Bank of New York Mellon, which houses its institutional businesses, including Asset Servicing, Issuer Services, Treasury Services, Broker-Dealer and Advisor Services and the bank-advised business of Asset Management, and BNY Mellon, National Association (BNY Mellon, N.A.), a nationally chartered bank, which houses its Wealth Management business. Its United States bank subsidiaries engage in trust and custody activities, investment management services, banking services and various securities-related activities. As of December 31, 2009, it had two United States trust companies: The Bank of New York Mellon Trust Company, National Association and BNY Mellon Trust Company of Illinois. The Company operates in seven segments: Asset Management, Wealth Management, Asset Servicing, Issuer Services, Clearing Services, Treasury Services and Other.

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