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BNY Mellon Asset Servicing B.V.

BNY Mellon Asset Servicing B.V.

BNY Mellon Asset Servicing B.V. was founded in 1998 and is based in Amsterdam, the Netherlands with additional offices in Breda, the Netherlands; London, the United Kingdom; Frankfurt, Germany; Luxembourg, Luxembourg; Singapore, Singapore; and Beijing, China. BNY Mellon Asset Servicing B.V. operates as a subsidiary of The Bank of New York Mellon. BNY Mellon Asset Servicing B.V. provides custody and custody-related services to institutional investors in the Netherlands and internationally. The company’s custody services include safekeeping, settlement, cash management, income collection, tax reclamation, corporate actions, online reporting, foreign exchange, proxy voting, and market information. Its custody-related services include investment accounting, regulatory reporting, compliance monitoring, performance measurement and investment analytics, transition management, commission recapture, securities lending, multinational reporting, asset pooling, derivatives processing and transaction cost analysis, OTC derivative valuation, and trustee and depositary services.BNY Mellon Asset Servicing B.V. company offers securities lending auction services, which is delivered via its auction platform, i-BID. It serves various types of financial institutions, including asset management companies, insurance companies, banks, and investment funds management companies, as well as pension funds. BNY Mellon Asset Servicing B.V. has strategic partnerships with ABN AMRO Asset Management, CIBC Mellon, Dreyfus, Eagle Investment System Corp, Mellon Institutional Asset Management, and Mellon Global Investments. It was formerly known as ABN AMRO Mellon Global Securities Services B.V.

Goldman Sachs Execution & Clearing, L.P.

Goldman Sachs Execution & Clearing, L.P.

Goldman Sachs Execution & Clearing (GSEC) provides trade execution and clearing services to institutional clients such as corporations, mutual funds, hedge funds, pension funds, central banks, and other broker-dealers. Through the company's Goldman Sachs Electronic Trading affiliate, customers can trade equities, options, currencies, futures, and commodities, and view prices and positions in real time. Its services are performed both electronically and by brokers. The company also offers algorithmic trading. GSEC is active in the US, Europe, and Asia. In 2008 parent Goldman Sachs converted from an investment bank to a bank holding company.

Charles Stanley Group plc

Charles Stanley Group plc

Charles Stanley & Co., the firm offers individual and institutional investors brokerage services, investment advice, and asset management through nearly 30 offices around England. The acquisitive Charles Stanley has continued a growth spurt that began in 1997 with the purchase of competitor Shaw & Co. Charles Stanley Group plc latest purchase came in 2008 with the addition of the financial services division of Griffiths & Armour, an insurance brokerage.

NeuWorld Financial, Inc.

NeuWorld Financial, Inc.

NeuWorld Financial was formed in 1992 by chairman and CEO Thomas Berghage. NeuWorld Financial's proprietary computer system does just that for both individual and institutional investors. The firm's Eagle12 system uses a combination of neural networks, genetic algorithms, fuzzy logic, and expert systems, as well as more traditional statistical techniques, to make investment decisions. Each month, Eagle12 evaluates some 4,000 companies, from which it produces a list of between 30 and 150 stocks it determines will have the greatest likelihood to produce the highest total returns over the next 12 months.

BNP Paribas Asset Management

BNP Paribas Asset Management

BNP Paribas Asset Management has approximately E250 billion (more than $340 billion) in assets under management in products such as money market investments, equities, bonds and convertible securities, and structured and alternative investments. Institutional investors make up for more than half of the unit's customer base; its retail network and private banking clients account for most of the remainder. BNP Paribas Asset Management also offers its investment products through third-party providers. It has offices in more than two dozen countries, and has been looking to countries such as Brazil and China for growth. The firm is part of BNP Paribas Investment Partners.

Quest For Growth N.V.

Quest For Growth N.V.

Quest for Growth NV is a Belgium-based closed-end investment company that focuses on European technology-based growth companies engaged in various sectors, such as pharmaceuticals and biotechnologies, healthcare equipment and services, information technology, software, semiconductors, energy and materials, among others. Quest Company invests in growth companies with the objective of converting capital gains into tax-free income through the Privak structure, an investment vehicle specially tailored to provide a framework for investments in private equity and in growth companies. The largest part of the Company's portfolio is invested in companies listed on European stock exchanges and other regulated markets.

Diamond Hill Investment Group, Inc.

Diamond Hill Investment Group, Inc.

Diamond Hill Investment Group, Inc., through its subsidiaries, sponsors, markets, and provides investment advisory and related services in the United States. Diamond Hill Investment Group, Inc. also provides underwriting, compliance, treasury, and fund administration services to mutual fund companies. Diamond Hill Investment Group, Inc. provides its services to various clients, including mutual funds, separate accounts, and private investment funds, as well as offers advisory services to institutional and individual investors. Diamond Hill Investment Group, Inc. distributes its products through financial intermediaries, including independent registered investment advisors, brokers, financial planners, investment consultants, and third party marketing firms. Diamond Hill Investment Group, Inc. was founded in 1990 and is based in Columbus, Ohio.

Tullett Prebon plc

Tullett Prebon plc

Tullett Prebon plc provides inter-dealer broker (IDB) services in Asia, Europe, the Middle East, and North America. Tullett Prebon plc serves commercial and investment banks and hedge funds in such areas as fixed income securities, treasury products, equities, energy, and interest rate derivatives. Tullett Prebon plc data sales business, Tullett Prebon Information, collects and distributes global price information. Tullett Prebon was formed in the 2006 demerger of brokerage firm Collins Stewart Tullet, a transaction which also resulted in the creation of Collins Stewart. Tullett Prebon plc traces its roots to the 1868 founding of Marshall & Son.

ICMA Retirement Corporation

ICMA Retirement Corporation

ICMA Retirement Corporation company was founded in 1972 by public-sector employers through the International City/County Management Association. ICMA Retirement Corporation (ICMA-RC) offers financial planning and manages and administers retirement plans exclusively for public-sector employees. A not-for-profit organization, it offers products including retirement health savings plans, IRAs, 401(a)s, 401(k)s, and 457s. ICMA Retirement Corporation company serves more than 800,000 employees of state and local governments, offering some 900 retirement savings plans in all. ICMA-RC is sponsor of the Vantagepoint and Milestone funds.

Weatherly Asset Management, Inc.

Weatherly Asset Management, Inc.

Weatherly Asset Management provides financial services such as investment advice, insurance, tax planning, and trust services to individual investors and to institutions such as charities, trusts, and pension and profit-sharing plans. It offers a range of investment strategies, including equity management, asset allocation, fixed-income management, and commodity investments. Founded in 1994, Weatherly Asset Management has more than $100 million in client assets under management. President Carolyn Taylor owns a majority of the firm.

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