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Penson Worldwide, Inc.

Penson Worldwide, Inc.

Penson Worldwide, Inc. was founded in 1995 and is headquartered in Dallas, Texas. Penson Worldwide, Inc. (Penson) is a holding company. The Company is a provider of a range of critical securities and futures processing infrastructure products and services to the global financial services industry. The Company’s products and services include securities and futures clearing and execution, financing and cash management technology and other related offerings. The Company conducts business, through its wholly owned subsidiary SAI Holdings, Inc. (SAI). SAI conducts business, through its principal direct and indirect operating subsidiaries, Penson Financial Services, Inc. (PFSI), Penson Financial Services Canada Inc. (PFSC), Penson Financial Services Ltd. (PFSL), Nexa Technologies, Inc. (Nexa), Penson GHCO (Penson GHCO), Penson Asia Limited (Penson Asia) and Penson Financial Services Australia Pty Ltd (PFSA).

National Holdings Corporation

National Holdings Corporation

National Holdings provides securities brokerage services to high-net-worth individuals and institutional investors through subsidiaries National Securities Corporation, vFinance, and EquityStation. National Holdings Corporation also provides investment banking services to micro-, small-, and midcap companies and trades securities. Another subsidiary, National Asset Management, offers investors access to mutual funds, money manager accounts, hedge funds, private equity and venture capital funds, and real estate limited partnerships. With headquarters offices in New York, Seattle, and Boca Raton, Florida, National Holdings has more than 120 retail brokerage locations in the US, Europe, and Latin America.

The Conygar Investment Company PLC

The Conygar Investment Company PLC

Conygar was formed on 22 September 2003 by Chief Executive, Robert Ware together with Finance Director, Peter Batchelor and Property Director, Steven Vaughan. It was admitted to AIM on 23 October 2003. All three directors were former executives of MEPC plc which was taken private in a £3.5 billion public-to-private transaction and were key members of the management team incentivised to manage and restructure the business.The Directors have extensive experience of dealing with both property assets and corporate mergers and acquisitions. The stated strategy is to acquire and invest in property assets and companies with property assets with the intention of adding value through management expertise.

Nomura Securities International, Inc.

Nomura Securities International, Inc.

Nomura Securities International has its eye on fixed income, and we're not talking Social Security. The US-based division of Nomura Holdings, a top Japanese brokerage, provides securities research and trading, asset management, and capital markets services to individual, institutional, corporate, and government clients. Nomura Securities International, Inc. is a leading seller of Japanese equities in the US. Nomura Securities International, Inc. fixed income division underwrites and trades government bonds and derivatives. Nomura Securities International, Inc. ceased trading mortgage-related securities in 2007. Nomura Securities International opened its first US office in New York in 1927, and has expanded its reach to entail all of North and South America.

Alfa Group Consortium

Alfa Group Consortium

Founded in 1989, Alfa Group Consortium is one of Russia’s largest privately owned financial-industrial conglomerates, with interests in oil and gas, commercial and investment banking, asset management, insurance, retail trade, telecommunications, media, water supply and water disposal, as well as other industrial-trade and special-situation investments. The Group typically focuses on value-oriented, longer-term opportunities, primarily in Russia and the CIS, but also invests in other markets which form part of the Group’s strategic business objectives.Alfa-Banking Group, includes Alfa-Bank Russia, Alfa-Bank Ukraine, banks in the Netherlands, in Belarus and in Kazakhstan as well as representative offices in Cyprus, the United States and in the United Kingdom. Alfa-Bank Russia one of Russias largest private banks, is the Group's flagship company. The Bank provides a full range of corporate, retail and investment banking services, asset management and trade finance, and has a considerable branch network in Russia and has subsidiaries in the Netherlands, Cyprus, the USA and the United Kingdom. Alfa-Bank Ukraine, one of the ten largest and is one of the most dynamic privately-owned banks in Ukraine, operates in all key sectors of the banking sphere. Alfa Capital Management is the Group's asset management arm whose clients include Russian as well as international institutional and private clients. Alfa Capital Partners is the Group's private equity and real estate investment advisory arm. Alfa Group is also the owner of AlfaStrakhovanie Group one of the largest Russian insurers with a diversified portfolio of services comprising both comprehensive business insurance coverage and an extensive range of retail insurance products.

Avenir Group Inc.

Avenir Group Inc.

Avenir Group invests in small and midsized companies and helps build those companies by providing management services and analysis, as well as business and administrative consulting. The firm prefers to invest in family businesses, threshold companies, and US divestments of international corporations. Avenir's portfolio includes such manufacturing companies as Proline Billiards (billiard tables), Nichols & Stone (wood furniture), and Westminster Ceramics (ceramic tile).

FirstPoint, Inc

FirstPoint, Inc

With roots going back to 1906, the organization operated for many years under the business names of Credit Bureau Reporting, Credit Bureau Mortgage Reporting and Credit Bureau Collection divisions. Due to corporate growth and acquisitions, FirstPoint, Inc., was formed in 2001 as a holding company designed to maximize operating synergies and technology among the Credit Bureau and its subsidiaries. The new FirstPoint identity provides a unifying umbrella for the various business units- allowing joint marketing and growth opportunities.Today, the FirstPoint family of resources offers businesses a variety of day-to-day operation services that include accounts receivable management and collection through FirstPoint Collection Resources, Inc. Checkfax (check warranty, verification and collection), Insight® pre-employment screening, Equifax credit information products, Rentfacts® tenant screening, FirstPoint Mortgage Resources, and association management through FirstPoint Management Resources.

Prism Capital Corporation

Prism Capital Corporation

Prism Capital Corporation was founded in 1999. Prism Capital Corporation is a private equity firm specializing in growth finance, recapitalizations and buyouts. It is a Small Business Investment Company (SBIC). The firm invests through its funds. The Prism Opportunity Fund, L.P. specializes in expansion capital, mid and late ventures, and acquisition investments. It does not invest in start-ups. The fund primarily invests in information technology, healthcare, specialty manufacturing, and service industries. It seeks to invest in Midwest region including Illinois within the United States. It seeks to make equity investments between $1 million and $3 million in transactions valued between $2 million and $15 million and can also invest in exceptional young companies. Prism Mezzanine Fund SBIC, L.P. specializes in recapitalizations, internal growth, mergers, acquisitions, ownership changes, and subordinated debt financing to private middle market and mature companies. It primarily invests in industrial, healthcare, distribution, and business services industries.

Gladstone Capital Corporation

Gladstone Capital Corporation

Gladstone Capital Corporation operates as a closed-end, non-diversified management investment company. The Company’s investment objective is to achieve a high level of current income by investing in debt securities, consisting primarily of senior notes, senior subordinated notes and junior subordinated notes, of established private businesses that are substantially owned by leveraged buyout funds, individual investors or are family owned businesses, with a particular focus on senior notes. In addition, it may acquire from others existing loans that meet this profile. It also seeks to provide its stockholders with long-term capital growth. Gladstone Management Corporation is the Company’s investment adviser. Gladstone Business Loan, LLC is the Company’s wholly owned subsidiary.

The Boston Company Asset Management, LLC

The Boston Company Asset Management, LLC

The Boston Company Asset Management, LLC traces its roots back to Boston Safe Deposit and Trust Company which first opened its doors to the public on June 1, 1875. Today, the firm is a highly-regarded fundamental active equity manager, whose success has been built on the responsibility of each employee to themselves, to their colleagues, and to our valued clients at every opportunity, every single day. The Boston Company Asset Management serve the investment needs of public, corporate, defined benefit and defined contribution plans, as well as Taft-Hartley, endowment/foundation and sub-advised relationships and the retail marketplace.The Boston Company Asset Management research-based culture, which we consider to be among our most valued assets, emphasizes teamwork and collaboration across asset classes, sectors, industries, and investment disciplines in constant pursuit of the best investment ideas. The Boston Company offers a number of incentives designed to attract and retain best-in-class investment professionals. First and foremost is Boston Company's collegial culture. The Boston Company Asset Management have a reputation among employees and clients as a firm where very smart, humble, driven individuals are assembled in an open team atmosphere wherein the free exchange of ideas is encouraged. The Boston Company Asset Management senior management takes particular pride in the attention that has been placed on the creation and management of this unique environment.

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