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FirstCity Financial Corporation

FirstCity Financial Corporation

FirstCity Financial Corporation (FirstCity) is a financial services company. The Company engages in two business segments: Portfolio Asset Acquisition and Resolution, and Special Situations Platform. In the Portfolio Asset Acquisition and Resolution business, the Company acquires portfolios of performing and non-performing loans and other assets (Portfolio Assets), at a discount to their legal principal balances or appraised values, and services and resolves such Portfolio Assets. Through its Special Situations Platform, the Company provides investment capital to privately-held middle-market companies through flexible capital structuring arrangements to generate a risk-adjusted return. These capital investments primarily take the form of senior and junior financing arrangements, but also include direct equity investments, common equity warrants, distressed debt transactions, and leveraged buyouts.

Brown, Shipley & Co. Limited

Brown, Shipley & Co. Limited

Brown Shipley to make sure it doesn't just float away again. The private bank serves wealthy individuals and institutional investors in the UK. Brown Shipley focuses on investment management, self-directed pension plans, financial planning, and banking services such as foreign currency accounts, money market deposit accounts, and credit cards with travel, insurance, and concierge benefits. The firm is also noted for its IFDS (formerly Solus) family of funds. Brown Shipley is the UK arm of KBC Group's KBL European Private Bankers unit (KBL epb), which provides private banking services in seven other nations.

DMG Information

DMG Information

DMG Information was founded in 1997 and is based in Stamford, Connecticut with additional offices in Milford, Connecticut; Santa Monica, California; and Waltham, Massachusetts. DMGI is a division of the Daily Mail and General Trust plc (DMGT), a UK-based media company listed on the London Stock Exchange. The firm prefers not to invest in early stage, pre-revenue companies unless closely aligned with the firm current activities or active in the market area. It seeks to invest in information driven companies with focus mainly on two areas: Business-to-Business and Careers. Within career division, the firm seeks to invest in education and student division. It prefers to invest in insurance, real estate, financial, mapping and geographical, medical or healthcare information sector. The firm primarily seeks to invest in companies with revenue of at least $50 million, with pre-tax profit margin of 20% to 30% or more. It typically invests for control but can take minority stake in early stage companies.

Alltrue Investments PLC

Alltrue Investments PLC

Alltrue Investments wants investors to trust (and entrust) in them. Alltrue Investments PLC, which offers stock market-related financial services and investment advice, operates primarily through its Falcon Securities and Montague Pitman Stockbrokers subsidiaries. Falcon offers a variety of stock-related brokerage and investment management services to private individuals and small- to midsized companies. Montague, on the other hand, serves as retail broker that provides market reporting and investment management to a variety of clients ranging from first-time investors to day traders. Alltrue Investments and its subsidiaries primarily serve clients in the UK.

Vulcan Inc.

Vulcan Inc.

Vulcan Inc. firm holds the Microsoft co-founder's remaining stake in the industry-defining juggernaut, as well as stakes in dozens of companies involved in technology, telecommunications, multimedia, energy, and real estate. Portfolio holdings include cable company Charter Communications (which reorganized in 2009 under Chapter 11 bankruptcy protection) and privately built spacecraft SpaceShipOne. Allen also owns two professional sports teams, the NBA's Portland Trail Blazers and the NFL's Seattle Seahawks.

Benchmark Capital Management Co., L.L.C.

Benchmark Capital Management Co., L.L.C.

Benchmark Capital was founded in 1995 and is based in Menlo Park, California with additional offices in London, United Kingdom and Herzliya Pituach, Israel. Benchmark Capital is a venture capital firm specializing in early stage investments. The firm seeks to invest in technology driven companies in the areas of enterprise software and services, communications and security, semiconductors, mobile computing, consumer services, and financial services. It mainly seeks to invest in companies based in U.S. and Europe. The firm typically seeks to make initial investments between $3 million and $5 million, with investments between $5 million and $15 million over the life of its portfolio companies. Its investments can range between $100,000 and $10 million or $15 million. The firm seeks to be the first investor in the portfolio companies.

Salix Ventures

Salix Ventures

Salix Ventures was founded in 1997 to pursue high growth investment opportunities in health care services companies (including health care information technology). Salix Ventures to assist fellow entrepreneurs in developing the strategies, building the management teams, and obtaining the financial resources necessary to create great companies.Salix Ventures is unique in that Salix founding partners are former health care entrepreneurs with more than 25 years of operating experience managing successful venture backed health care services companies. Salix have a deep knowledge of health care and of building companies from the ground up.Salix Ventures manages two venture capital partnerships with more than $180 million of committed capital. Salix limited partners include some of the nation's leading university endowments, corporate pension plans, and financial institutions. With offices in Nashville, Tennessee and Andover, Massachusetts, Salix is a national investor focused on investing in and supporting the best management teams and companies, regardless of location.

BNP Paribas Asset Management

BNP Paribas Asset Management

BNP Paribas Asset Management has approximately E250 billion (more than $340 billion) in assets under management in products such as money market investments, equities, bonds and convertible securities, and structured and alternative investments. Institutional investors make up for more than half of the unit's customer base; its retail network and private banking clients account for most of the remainder. BNP Paribas Asset Management also offers its investment products through third-party providers. It has offices in more than two dozen countries, and has been looking to countries such as Brazil and China for growth. The firm is part of BNP Paribas Investment Partners.

Brewin Dolphin Holdings PLC

Brewin Dolphin Holdings PLC

Brewin Dolphin Holdings owns Brewin Dolphin Limited (formerly Brewin Dolphin Securities), which is one of the UK's largest investment and brokerage firms. Founded in the 18th century, Brewin Dolphin serves more than 130,000 private, corporate, and institutional clients and has more than 1,100 representatives. The company's primary services include discretionary or representative investing, tax efficiency savings accounts, financial planning, and advisory services. Brewin Dolphin has nearly 40 offices around the UK and manages more than $33 billion for its clients.

Man Group plc

Man Group plc

Man Group plc, through its subsidiaries, engages in the structuring, sale, and distribution of alternative investment products and solutions. It also operates as a futures broker. Man Investments Man Investments, the Asset Management division, is a major provider in the alternative investment industry. It provides innovative products and tailor-made solutions to private and institutional investors. Through its core investment managers - AHL, RMF, Glenwood and Man Global Strategies - Man has succeeded in developing leadership in hedge funds and has interests in other asset classes. In its core hedge fund asset class, Man offers funds of hedge funds, structured, style and single manager products. Man Investments’ Core Managers Man’s core investment managers form the foundation of the asset management business. They provide the investment content for portfolios and are responsible for portfolio construction, asset allocation decisions and risk management. AHL AHL was founded in 1983. The Company implements two main managed futures investment programmes - the AHL Diversified Programme and the AHL Institutional Programme. These programmes are quantitative and primarily directional in nature, meaning they seek to identify and take advantage of upward and downward price trends. Trading takes place around-the-clock and real time price information is used to respond to price moves across a diverse range of global markets encompassing stock indices, bonds, currencies, short-term interest rates and commodities.

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