
Penson Worldwide, Inc. was founded in 1995 and is headquartered in Dallas, Texas. Penson Worldwide, Inc. (Penson) is a holding company. The Company is a provider of a range of critical securities and futures processing infrastructure products and services to the global financial services industry. The Company’s products and services include securities and futures clearing and execution, financing and cash management technology and other related offerings. The Company conducts business, through its wholly owned subsidiary SAI Holdings, Inc. (SAI). SAI conducts business, through its principal direct and indirect operating subsidiaries, Penson Financial Services, Inc. (PFSI), Penson Financial Services Canada Inc. (PFSC), Penson Financial Services Ltd. (PFSL), Nexa Technologies, Inc. (Nexa), Penson GHCO (Penson GHCO), Penson Asia Limited (Penson Asia) and Penson Financial Services Australia Pty Ltd (PFSA).

Guoco Group Limited, an investment holding company, provides principal investment, property development and investment, hospitality and leisure, and financial services. The company operates as a subsidiary of Guoline Overseas Limited. Principal Investment The company’s principal investment business includes equity and direct investments, as well as treasury operations. Its investment infrastructure includes synergistic analytical tools, risk management system, as well as management information system. Its treasury division focuses on global economic conditions, forex and interest rate trends, and strategic trading ideas. It also manages financial exposures of the company and hedging proposals. Property Development and Investment GuocoLand Limited (GLL) is the company’s property arm and operates in Singapore, China, Malaysia, and Vietnam. As of June 30, 2009, the company developed and sold 29 residential projects in Singapore, producing approximately 8,300 apartments and homes. In China, GLL has a land bank of approximately two million square metres in the cities of Beijing, Shanghai, Nanjing, and Tianjin. In Malaysia, GLL has established an embedded property operation through its Malaysia subsidiary, GuocoLand (Malaysia) Berhad, with property development, property investment, as well as hotel and resort holdings business. Hospitality and Leisure Business GuocoLeisure Limited (GL) is the company’s subsidiary in the hospitality and leisure business. GL’s operating assets include the Guoman Hotels group (Guoman) and Clermont Leisure (U.K.) Limited (Clermont Leisure) in the United Kingdom and rights to a royalty stream from the production of oil and gas in the Bass Strait in Australia. Guoman owns, leases, or manages 37 hotels (8,400 rooms) in the United Kingdom under two brands, the international deluxe Guoman brand, which includes four Central London landmark hotels with approximately 2,300 rooms, and the four-star ‘Thistle’ brand in 33 properties with 6,100 rooms in London and the provinces. In the Asia Guoman manages two hotels in Malaysia under the Thistle brand standard. Clermont Leisure is a licensed casino operator in the United Kingdom.

Focus firm invests venture capital in expansion-stage technology companies, usually anywhere from $3 million-$15 million, particularly in the fields of semiconductors, communications, and software. The firm typically serves as the lead investor. Current holdings include supply management software maker Elance and engineering software maker Sequence Design. Focus Ventures' largest general partner is Asian investment firm the Cha Group.

Henderson Investment Limited, through its subsidiaries, primarily invests in infrastructure projects in Hong Kong and Mainland China. The company is a subsidiary of Henderson Development Limited. Infrastructure The company's infrastructure business mainly comprises interests in Hangzhou Qianjiang Third Bridge and a highway in Maanshan City, Anhui Province. They are both located in the Yangtze River Delta. Associated Company - The Hong Kong and China Gas Company Limited: The Hong Kong and China Gas Company Limited supplies piped gas in Hong Kong. Its core businesses comprise production and distribution of gas, marketing of gas and gas appliances, and after-sales services. It serves approximately 1.6 million local customers throughout Hong Kong, Kowloon peninsula, some new towns in the New Territories, as well as North Lantau Island including the Hong Kong International Airport. It also operates water supply projects in Wujiang, Jiangsu province and in Wuhu, Anhui province, and manages an integrated water supply and wastewater joint venture in Suzhou Industrial Park, Suzhou, Jiangsu province. Through its wholly-owned subsidiary, the ECO Energy Company Limited, Hong Kong and China Gas has diversified into various green businesses including Liquefied Petroleum Gas (LPG) vehicle filling stations and the utilization of landfill gas. ECO is operating a total of five LPG filling stations, which are strategically located in Chai Wan, Mei Foo, Tuen Mun, West Kowloon and Wan Chai.

Ampal-American Israel holds interests in half a dozen companies in the chemical, energy, real estate, telecommunications, and leisure industries. Ampal-American Israel Corporation prefers to invest in companies that initially grow in Israel, then expand abroad. Ampal-American Israel often exerts influence after acquiring stakes in companies. Previous investments include Gadot Chemical Tankers and Terminals, one of Israel's leading chemical shippers; East Mediterranean Gas Company, a natural gas exporter; and Bay Heart Limited, a shopping mall owner in Haifa, Israel's third-largest city. Chairman and CEO Yosef A. Maiman and his family own a majority of Ampal-American Israel.

Renta 4 Servicios de Inversion is a financial services company that provides investment and asset management at 56 branches across Spain. Seventy percent of its business is in brokerage services -- buying and selling securities and other financial investments. Renta 4 is the parent company of a number of subsidiaries, including Renta 4 Sociedad de Valores, Padinco Patrimonios, Renta 4 Gestora, Gerdinco Gestion, and Renta 4 Pensiones. The group debuted on the Madrid Stock Exchange in November 2007, and offered to buy rival brokerage Gaesco Holding Company in February 2008.

Pi Capital is a unique investor network that finds exciting growth equity and alternative asset investment opportunities for its members, and negotiates participation in select private equity deals and funds. It allows individual investors to participate in transactions on an opt-in basis that are usually the exclusive preserve of institutions.In addition to investment opportunities, Pi Capital offers its members exclusive vibrant social and educational programmes. Throughout the year, Pi Capital provides a unique platform for members to engage with each other and with expert speakers by hosting topical speaker lunches, charity dinners, and cultural and philanthropic events.Pi Capital members are some of the UK’s most successful and influential business leaders. Members are typically entrepreneurs, CEOs, chairmen and non-executive directors of medium to large private and public companies or full time private investors. Together, they sit on over 600 boards and their combined expertise covers all major UK industries and service sectors.

Freeman Spogli & Co. was founded in 1983 and is based in Los Angeles, California with an additional office in New York, New York. Freeman Spogli & Co. is a private equity firm specializing in buyouts, and acquisitions of middle market companies. The firm may also invest in add-on acquisition opportunities. It invests in retail, direct marketing, and distribution companies. The firm prefers to invest in companies based in the United States. It typically makes equity investments between $40 million and $150 million in companies with enterprise values between $100 million and $700 million. The firm seeks to take a seat on the board of directors of its portfolio companies.

The Options Clearing Corporation was founded in 1973. he Options Clearing Corporation (OCC), the world's largest equity derivatives clearinghouse. The OCC serves some 130 broker-dealers, futures commission merchants, and securities firms in the US and abroad. It is owned by options trading participants NYSE Amex, Chicago Board Options Exchange, International Securities Exchange Holdings, and Nasdaq OMX PHLX. The OCC also manages the Options Industry Council, a not-for-profit organization sponsored by several securities and options exchanges to educate investors and brokers about the options industry.

Founded in 1965, A-Mark has grown into a full service precious metals trading company offering a wide array of products and services. A-Mark products include gold, silver, platinum and palladium for storage and delivery in the form of coins, bars, wafers and grain. A-Mark services include financing, leasing, consignment, hedging and a variety of customized financial programs. A-Mark are an official distributor for many Government Mints throughout the world including The Royal Canadian Mint, The South African Mint, The Australian (Perth) Mint and an Authorized Purchaser for the US Mint. A-Mark makes an active two way market from our trading center in Santa Monica, California, Monday through Friday from 5:20 am to 5:00 pm, Pacific Time, even while many major world commodity markets are closed. A-Mark Precious Metals a leader in precious metals with the largest precious metals dealer network in North America, serving customers on six continents. A-Mark clients include coin and metal dealers, investors, collectors, mines, manufacturers, refiners, jewelers, investment advisors, merchants, commodity brokerage houses and central banks.
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