Prospect Capital Corporation was founded in 1988 and is based in New York, New York. Prospect Capital Corporation (Prospect Capital), formerly Prospect Energy Corporation, is a financial services company that primarily lends to and invests in middle market privately-held companies. The Company is a closed-end investment company. The Company invests primarily in debt and equity of companies, which require capital for acquisitions, divestitures, growth, development, project financing and recapitalization. As of June 30, 2009, the Company had invested in industrial and energy-related companies. The Company’s investment objective is to generate current income and long-term capital appreciation through debt and equity investments. It focuses on making investments in private companies, and many of its investments are in energy companies. Prospect Capital Management LLC is the investment adviser of the Company. In December 2009, the Company completed the acquisition of Patriot Capital Funding, Inc. (Patriot), whereby Patriot merged with and into the Company.

San Juan Basin Royalty Trust was established in November 1980 by Trust Indenture between Southland Royalty and The Fort Worth National Bank. Pursuant to the Indenture, Southland Royalty conveyed to the Trust a 75% net overriding royalty interest (equivalent to a net profits interest) carved out of Southland Royalty's oil and gas leasehold and royalty interest in the San Juan Basin of northwestern New Mexico. This net overriding royalty interest (the "Royalty") is the principal asset of the Trust.Under the Trust Indenture, Compass Bank (successor trustee) as Trustee, has the primary function of collecting monthly net proceeds ("Royalty Income") attributable to the Royalty and making the monthly distributions to the Unit holders after deducting administrative expenses and any amounts necessary for cash reserves. The San Juan Basin Royalty Trust is a New York Stock Exchange-listed entity, with Units trading under the symbol "SJT."

Goldman Sachs Group Holdings (U.K.) company's London office, opened in 1970, serves as the regional headquarters for Goldman's European business. In September 2008, Goldman Sachs converted to a bank holding company. Goldman Sachs Group Holdings is the UK subsidiary of US investment banking power Goldman Sachs. The unit is one of the top mergers and acquisitions advisors in Europe and provides a range of capital markets services, as well as brokerage and asset management services to corporations, governments, and wealthy individuals.

Dinamia Capital Privado, Sociedad de Capital Riesgo, S.A. is a Spain-based holding company. Dinamia Capital Privado SCR SA is engaged in private equity, which consists of the acquisition and sells of equity investments in unlisted companies with the ultimate goal of generating capital gains over the medium to long term. As of December 31, 2009, the Company’s investments portfolio included Gestion Integral Novolux Internacional SL, The Beauty Bell Chain SL, High Tech Hotels & Resorts SA, Enfasis Billing & Marketing Services SL, Saint German Grupo de Inversiones SL, Colegios Laude SL, Hortus Mundi SL, TBBC Helena Investments SL, Limestone Spain SL, Miser SL, Leucorodia SL, Ronda Corporate SL and Helena Debtco, among others. In addition, the Company is 16.71%-owned by Ventos SA.

Benchmark Capital was founded in 1995 and is based in Menlo Park, California with additional offices in London, United Kingdom and Herzliya Pituach, Israel. Benchmark Capital is a venture capital firm specializing in early stage investments. The firm seeks to invest in technology driven companies in the areas of enterprise software and services, communications and security, semiconductors, mobile computing, consumer services, and financial services. It mainly seeks to invest in companies based in U.S. and Europe. The firm typically seeks to make initial investments between $3 million and $5 million, with investments between $5 million and $15 million over the life of its portfolio companies. Its investments can range between $100,000 and $10 million or $15 million. The firm seeks to be the first investor in the portfolio companies.

ZelnickMedia is a partnership of experienced media executives and investors. The firm manages and owns interests in an array of media enterprises, including video games and interactive entertainment, television advertising, wireless network enabling software, business information, tradeshows and media-related business services in the U.S., Europe, Asia and Australia. Current portfolio companies include Take-Two Interactive Software, Airvana, Cannella Response Television, ITN Networks, Arkadium and Naylor Inc. The partnership is currently investing from ZM Capital, its media-focused private equity fund.

Scotia Waterous (formerly Waterous & Co.) provides investment banking services to companies in the energy industry. The firm offers support for mergers & acquisitions and divestitures, private placements, and other corporate finance services. In 2005, The Bank of Nova Scotia (Scotiabank) acquired Waterous, combining Scotiabank's Scotia Capital division with the global financial counseling business of Waterous. Scotia Waterous owns and operates facilities in Canada, Latin America, Singapore, the UK, and the US. Scotia Waterous company maintains offices in Calgary, Houston, Denver, London, Latin America, Singapore, and Beijing.

Dominion Resources Black Warrior Trust collects the proceeds attributable to the Royalty Interests (the overriding royalty interests conveyed to the Trust pursuant to the Overriding Royalty Conveyance (the Conveyance), dated effective June 1, 1994, from the Company to the Trust), entitling the holder thereof to 65% of the Gross Proceeds derived from the Company Interests (the Company's interest in natural gas properties in which the Company has an interest located in Alabama), as of June 1994, not burdened by the Royalty Interests) and makes cash distributions to Unitholders. Gross Proceeds are the aggregate amounts received by the Company Interests Owner (the Company while it owns all or part of the Company Interests and any other person or persons who acquire all or any part of the Company Interests or any operating rights therein other than a royalty, overriding royalty, production payment or net profits interest) attributable to the Company Interests from the sale of Subject Gas.

i-Hatch Ventures was formed in February of 1999 to provide experienced capital to early-stage technology ventures, primarily in the mobile and broadband sectors. i-Hatch approach is to match experienced practitioners with the founding teams of technology ventures, inject capital, and provide hands-on support from the i-Hatch team. In addition i-Hatch leverages the substantial contact base it has developed through its focus on on the mobile and broadband sections. i-Hatch investment filters focus on early-stage technology ventures in the doing business in key industry categories: mobile data services, wireless/cellular infrastructure, and broadband.

Gluskin Sheff + Associates was founded in 1984 and is based in Toronto, Canada. Gluskin Sheff + Associates Inc. is a publicly owned investment manager. The firm also provides wealth management services. It provides its services to high net worth investors, including entrepreneurs, professionals, family trusts, private charitable foundations, pension and profit sharing plans, pooled investment vehicles, charitable organizations , corporations, and estates. The firm also manages accounts for institutions. It manages equity and balanced portfolios and mutual funds for its clients. The firm invests in the public equity markets across the globe. It also invests in fixed income and alternative markets. The firm primarily invests in value, income, and growth stocks employing a fundamental analysis with a bottom-up stock approach. It also invests in income trusts, hedge funds, and fixed income.

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