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Symphony Technology Group, LLC

Symphony Technology Group, LLC

Symphony Technology Group (STG) is a strategic private equity firm with the mission of investing in and being a partner in building great software and services companies. In addition to capital, STG provides transformation expertise to enable its portfolio companies to deliver more value to clients to retain and attract the best talent and to achieve best-in-class business performance. All STG portfolio companies are expected to grow through innovation. STG's current portfolio consists of nine global companies with combined revenue of $2.5 Billion and 15,000 employees spread evenly across North America, Europe and Asia.

Informative Research Inc.

Informative Research Inc.

Informative Research Inc. is an information provider for lenders, brokers, and agents involved in the mortgage lending business. Informative Research helps mitigate the financial risk involved with mortgage lending by providing clients with credit reports on potential customers, and identifying fraudulent or invalid loan applications. Informative Research Inc. also offers flood zone determinations, including life of loan reports and portfolio monitoring, as well as automated valuation modeling, including property valuation reports and physical appraisal audits. Informative Research was founded in 1946.

Carter Financial Management

Carter Financial Management

Carter Financial Management was founded in 1976 by company president Bill Carter (also no relation to President Carter nor his beer-branding brother Billy). Former US President Jimmy Carter doesn't have anything to do with Carter Financial Management, but Carter Financial Management has a lot to do with dead presidents (if not live ones). Carter Financial Management company offers asset management, tax, legal, and philanthropic services to high-net-worth individuals, as well as families, professionals, and business owners. Affiliate Carter Advisory Services performs financial planning services for estates worth $2 million to $100 million, while brokerage services are carried out by Raymond James Financial.

The TCW Group, Inc.

The TCW Group, Inc.

The TCW Group, Inc. was founded in 1971 and is based in Los Angeles, California with additional offices in Los Angeles, California; New York City; and Houston, Texas. The TCW Group, Inc. operates as a privately owned investment manager. It provides its services to corporate and public pension plans, financial institutions, endowments, foundations, foreign investors, and high net worth individuals. The firm manages separate client focused equity, fixed income, and balanced portfolios. It also manages mutual funds for its clients. The firm invests in the public equity and fixed income markets across the globe. It invests in the growth and value stocks of small cap, mid cap, and large cap companies while making its equity portfolios. The firm also invests in fixed income securities, including corporate bonds, mortgage backed securities, and floating rate debt obligations. For its alternative investing, it also does mezzanine investing and invests in special situations, energy, and infrastructure sectors.

GAIN Capital Holdings, Inc.

GAIN Capital Holdings, Inc.

GAIN Capital Holdings, Inc. was founded in 1999 and is headquartered in Bedminster, New Jersey. GAIN Capital Holdings provides over-the-counter foreign exchange (forex) services to active self-directed retail traders (more than 90% of its client base) and through as financial intermediaries such as broker-dealers and futures commission merchants. GAIN Capital Holdings company's FOREXTrader platform provides online trading tools and educational resources to help individual investors participate in forex trading online. Dealing in more than 40 currencies, GAIN Capital serves clients from more than 140 countries; more than half its customers are outside the US.

NYSE Amex LLC

NYSE Amex LLC

NYSE Amex, formerly the American Stock Exchange or AMEX, is NYSE Euronext's US market for emerging growth companies and a specialist in options and exchange-traded funds (ETFs). Operating as NYSE Amex Options and NYSE Amex Equities, the exchange uses a hybrid model of auction-based and electronic trading; it lists more than 500 operating companies and funds and is the one of the nation's largest options exchanges (behind the Chicago Board Options Exchange). NYSE Euronext acquired AMEX in 2008 and changed its name to NYSE Alternext US. Responding to feedback from traders, NYSE changed the company's name to the more-familiar NYSE Amex in mid-2009.

CapEx, L.P.

CapEx, L.P.

CapEx is an investment fund that specializes in mezzanine debt and equity investments in later-stage private or small-cap public companies with revenues of at least $10 million. An active investor, CapEx typically injects between $2 million and $5 million into companies in such industries as business services, consumer products, and manufacturing; it avoids the financial services, high tech, energy, and real estate sectors. Investments have included BriteSmile and SSP America (formerly Creative Host Services).

Updata Partners

Updata Partners

Updata Partners was founded in 1998. Updata Partners is an investment arm of Updata Capital, Inc. specializing in growth capital, expansion capital, acquisition financing, buyouts, recapitalizations, and corporate spin-offs investments. The firm also provides finance for founder and investor liquidity. It typically invests in information technology sector with a focus on software and information services businesses. Within the information technology sector, the firm seeks to invest in application software and software-as-a-service, internet, digital media and e-commerce, infrastructure software, and business and information services. The firm invests between $5 million and $20 million in companies with revenue between $5 million and $50 million. The firm prefers to be a lead or co-lead investor. It seeks to co-invest in its portfolio companies.

InnoCal Venture Capital

InnoCal Venture Capital

InnoCal could almost be short for "in or around California," which is where the venture capital firm focuses on investing in early- and expansion-stage information technology companies. The company tends to focus on businesses involved with enterprise software and hardware, semiconductors, wireless and Internet technologies, and broadband communications. The firm's criteria for investing, besides geography, includes strong management teams, exclusive proprietary technologies, and market-dominating potential. InnoCal generally invests between $1 million and $5 million per company, and it limits the number of investments it makes in order to focus its attention on developing strategies for portfolio companies.

Irving Place Capital

Irving Place Capital

Irving Place Capital was founded in 1997 and is based in New York, New York. Irving Place Capital is a private equity firm specializing in equity investments in middle market companies. The firm seeks to invest in add-on acquisitions, leveraged buyouts, management buyouts, corporate divestitures, industry consolidations, recapitalizations, growth capital opportunities, and other ownership liquidity situations. It makes investments in companies operating in the, retail, consumer products, financial services, healthcare services, industrial distribution, industrials, packaging, transportation and logistics, and energy sectors. The firm also seeks to invest in companies in the other old economy and service sectors including restaurants; business services; chemicals; natural resources; specialty finance; apparel; financial technology; food and beverages; healthcare; and security and defense industries. It targets investments in companies primarily based in North America and Western Europe. The firm makes equity investments between $75 million and $250 million in companies with EBITDA in excess of $20 million.

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