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Saratoga Partners, L.P.

Saratoga Partners, L.P.

Saratoga Partners is an independent, New York-based merchant banking firm making alternative asset investments in private equity and debt in partnership with management across the industrial manufacturing, business service and information service sectors. Saratoga primarily pursues investments in U.S.-headquartered, middle-market companies that it believes have opportunities for enhanced growth and productivity. Saratoga’s investment strategy includes a special focus on “special situation” middle-market investments involving complexity or inefficiencies – including restructurings – that present attractive value combined with active, “hands-on” post-investment involvement to achieve revenue and productivity enhancements.

KPMG Oy Ab

KPMG Oy Ab

KPMG is a global network of professional services firms providing Audit, Tax and Advisory services. KPMG purpose is to turn knowledge into value for the benefit of KPMG clients, KPMG people and the capital markets. KPMG have over 137,000 outstanding professionals working together to deliver value in 144 countries across the world. In Finland, with over 650 professionals in 15 locations, KPMG is one of the leading providers within KPMG industry. At KPMG we work closely with KPMG clients, helping them to mitigate risks, improve performance and grasp opportunities in today’s markets. KPMG aim is to provide KPMG clients with informed perspectives and clear, forward looking and sustainable solutions that help them, not just to face the challenges of today, but also to succeed in the future and to stay one step ahead of the competition.

United Western Bancorp, Inc.

United Western Bancorp, Inc.

United Western Bancorp, Inc. (United Western Bancorp) is a unitary thrift holding company. The Company’s operations are conducted primarily through United Western Bank (United Western Bank or the Bank), UW Trust Company (UW Trust), Matrix Financial Services Corporation (Matrix Financial), UWBK Fund Management, Inc., (Fund Management) and UW Investment Services Inc. (UWIS), all of which are wholly owned subsidiaries of the Company. As of December 31, 2009, it had eight full service banking locations in the Colorado Front Range marketplace (downtown Denver, Cherry Creek, Hampden, Centennial, Boulder, Loveland, Fort Collins and Longmont), and a loan production office servicing the Aspen and Roaring Fork Valley market areas.

Liontrust Asset Management PLC

Liontrust Asset Management PLC

Liontrust Asset Management PLC (Liontrust) is an investment holding company. Liontrust provides portfolio management services, which are targeted primarily at professional investors and advisers. It manages unit trusts, individual savings accounts, offshore funds, absolute return funds, pooled pension funds, and segregated institutional accounts. The Company’s subsidiaries include Liontrust Investment Funds Limited, Liontrust Investment Services Limited, Liontrust European Investment Services Limited, Liontrust International (Guernsey) Limited, and Liontrust International (North America) Inc.

Clearstone Venture Partners

Clearstone Venture Partners

Clearstone Venture Partners was founded in 1998 and is based in Santa Monica, California with an additional office in Menlo Park, California. Clearstone Venture Partners is a venture capital firm specializing in seed and early stage investments. It also prefers to make later round investments in highly successful companies already backed by other venture capital firms with whom it has prior relationships. The firm seeks to invest in technology markets, including software, consumer, enterprise infrastructure, enterprise computing, storage, communications, wireless and optical communications, data center, enterprise software, security, micro-processors, imaging and transformative infrastructure, semiconductors, advanced optics, and consumer and business internet sector. With in enterprise software it focuses on new application models and service oriented architectures (Web Services); open source solutions; web-based application delivery models including software as functional media; and Microsoft exchange as a platform for enterprise collaboration. Within consumer sector the firm seeks to invest in mobile phone applications, wireless multimedia, social networking applied to commerce, and where there is a broad intersection of technology and consumer activity.

CenterPoint Ventures

CenterPoint Ventures

CenterPoint Ventures was founded in 1996 and is based in Dallas, Texas with an additional office in Austin, Texas. CenterPoint Ventures is a venture capital firm specializing in seed, start up, early stage, mid venture, and late venture investments. It typically invests in privately held companies developing information technology-based products for the firm’s target industries and markets. The firm also invests in communications infrastructure including wireless, enterprise software and business applications, semiconductors, hardware, and Internet-enabled business models. It does not invest in companies engaged in pure-science inventions and in mature markets. The firm seeks to invest in companies based in Texas and Southwest region. It typically invests between $5 million and $10 million with follow-on funding over two to three rounds per company. The firm invests at the first or second-round of venture capital financing and act as lead investor in the initial venture round. It invites co-investment on early-stage deals and syndicates larger, late-stage investments with co-investors and seeks a board seat in its portfolio companies. The firm seeks to exit its investment within five years via an IPO, merger, or acquisition.

Highland Capital Partners, Inc.

Highland Capital Partners, Inc.

Highland Capital Partners was founded in 1988 and is based in Lexington, Massachusetts with additional offices in Bethesda, Maryland; Geneva, Switzerland; Shanghai, China; and Menlo Park, California. Highland Capital Partners is a private equity and venture capital firm specializing in seed, early stage, later stage, growth stage, venture buyouts, spin-outs, and recapitalizations investments. The firm seeks to invest in the information technology, consumer, communications, financial services, and healthcare sectors. Within the information technology sector, it seeks to invest in Internet, digital media, new media, emerging media, e-commerce, online business, software, services, software-as-a-service, open source software, low-cost telesales, online marketing, payment systems, emerging broadband, interactive television, and media technologies. In the communications sector, the firm typically invests in networking and communications infrastructure, mobile, wireless technologies, telecom services, service opportunities, cable infrastructure, and semiconductor opportunities. Within the healthcare sector, it prefers to invest in medical technology, software, services, medical devices, and biotechnology.

HollisWealth Inc.

HollisWealth Inc.

HollisWealth Inc. is a Canada-based diversified wealth management company. Through its various subsidiaries, the Company provides diversified wealth management and investment solutions including alternative and tax-advantaged products, capital markets and advisory services to financial advisors, institutions, corporations and foundations, and wealth management through independent financial advisors across Canada. The Company has three main businesses: investment management (HollisWealth Investment), financial advisory, and capital markets, comprised of institutional sales and trading, investment banking and research. HollisWealth Investment operates principally through the Company’s subsidiary, Goodman & Company and through Aurion Capital Management Inc. HollisWealth Financial provides financial advisory and capital market services to both retail and institutional clients across Canada.

Wingate Partners

Wingate Partners

Wingate Partners gets by on more than a wing and a prayer, rescuing lackluster manufacturing, distribution, and service businesses. The investment firm, founded in 1987, seeks long-term controlling stakes in US-based companies that are underperforming or are in transitional or out-of-favor industries. Targets typically have revenues of $50 million to $250 million and may or may not be profitable at the time of purchase. Wingate often invests between $25 million to $100 million per transaction and avoids financial services, media, high-tech, real estate, and certain other businesses. It typically invests in one or two companies a year.

Actis Capital LLP

Actis Capital LLP

Actis Capital, LLP was founded in 2004 and is headquartered in London, United Kingdom with additional offices in Africa, China, Latin America, South Asia, Mumbai, India; Singapore, and South East Asia. Actis Capital, LLP is a private equity and venture capital firm specializing in expansion capital, PIPEs, replacement capital, acquisitions, industry consolidation, management buyouts, going private transactions, property development finance, and mezzanine finance investments in emerging and growing companies. The firm primarily seeks to invest in business services, consumer services, financial services, industrials, infrastructure, logistics, and real estate. It also invests in the energy sector through the Actis Energy Fund.

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