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Globis Capital Partners & Co.

Globis Capital Partners & Co.

Globis Capital Partners was created in 1999 and is based in Tokyo, Japan. Globis Capital Partners is the venture capital and private equity investment arm of Globis Corporation. It specializes in early stage, growth capital, later stage, incubation, mezzanine, corporate spin-offs and management buyouts. The firm prefers to invest in the service, technology, and IT industries. It primarily invests in Japan but exceptions are made where the Japan subsidiary is incorporated in Japan and operates with autonomy from the parent company. The firm typically invests between ¥1 million ($.01 million) to ¥ 1.8 billion ($18.78 million) in its portfolio companies. It generally does not invest in seed stage companies.

Quilter & Co. Limited

Quilter & Co. Limited

Quilter & Co. Limited company, which is part of Morgan Stanley Smith Barney, provides investment management services to private clients, trusts, and charities. Quilter has nearly $6 billion ($10 billion) in assets under management and operates through 10 offices in the UK, Channel Islands, and Ireland. Its offerings include discretionary accounts and managed portfolios with a variety of investment strategies, as well as Self-Invested Personal Pensions (SIPPs), Individual Savings Accounts (ISAs), and Personal Equity Plans (PEPs). Citigroup bought the company from Morgan Stanley in 2007. However, the two firms merged their wealth management units two years later.

Jesup & Lamont, Inc.

Jesup & Lamont, Inc.

Jesup & Lamont, Inc., through its subsidiaries, provides securities brokerage, investment banking, market making research, investment advisory, asset management services, and order execution services to retail and institutional customers primarily in the United States, Europe, and Asia. Jesup & Lamont, Inc. offers brokerage services, including ancillary services, such as market data and financial information, portfolio tracking and records management, account security, and cash management services directly to retail customers, including individuals, and small to mid-sized institutions, such as banks, credit unions, hedge funds, money managers, mutual funds, and pension funds.Jesup & Lamont, Inc. also provides municipal bond and corporate/high yield bond trading, and certificate of deposit underwriting services; and market making and order execution services, which include filling orders received from independent broker dealers to buy or sell domestic or foreign securities for affiliated and unaffiliated broker dealers and institutions. In addition, Jesup & Lamont, Inc. offers investment advisory services, including investment portfolio planning, recommendations and separate account manager and mutual fund research and due diligence, portfolio performance review and reallocation, and wrap accounts for registered investment advisors. Jesup & Lamont, Inc. was formerly known as Empire Financial Holding Company and changed its name to Jesup & Lamont, Inc. in January 2008. Jesup & Lamont was founded in 2000 and is headquartered in New York, New York.

WEDGE Group Incorporated

WEDGE Group Incorporated

Today, time is the most valuable contribution one company can give another – and time is a rare commodity. WEDGE offers its companies flexibility so that its investments can develop and appreciate in value. Repeatedly, WEDGE demonstrates that time enables its companies to gain noteworthy competitive advantages and achieve strong returns. Acquiring controlling or large minority interests in companies and helping them grow, WEDGE manages its business lines to earn returns on investment far in excess of various indices. Its investments have extended into a wide range of industries and markets. Its practice and patience have gained it a position that is significantly distinct from ordinary investment and private equity firms: one that is time-tolerant, not-time-driven.

Salix Ventures

Salix Ventures

Salix Ventures was founded in 1997 to pursue high growth investment opportunities in health care services companies (including health care information technology). Salix Ventures to assist fellow entrepreneurs in developing the strategies, building the management teams, and obtaining the financial resources necessary to create great companies.Salix Ventures is unique in that Salix founding partners are former health care entrepreneurs with more than 25 years of operating experience managing successful venture backed health care services companies. Salix have a deep knowledge of health care and of building companies from the ground up.Salix Ventures manages two venture capital partnerships with more than $180 million of committed capital. Salix limited partners include some of the nation's leading university endowments, corporate pension plans, and financial institutions. With offices in Nashville, Tennessee and Andover, Massachusetts, Salix is a national investor focused on investing in and supporting the best management teams and companies, regardless of location.

First Cash Financial Services, Inc.

First Cash Financial Services, Inc.

First Cash Financial Services, Inc. primarily operates pawn stores that lend money on the collateral of pledged personal property in the United States and Mexico. First Cash Financial Services, Inc. also engages in the retail of previously owned merchandise acquired through pawn forfeitures and purchased from the general public. First Cash Financial Services, Inc. pawn stores provide collateral consumer loans on pledged personal properties, such as jewelry, consumer electronics, tools, sporting goods, and musical instruments; consumer financial services, including credit services, check cashing, money orders, money transfers, and prepaid card products. First Cash Financial Services, Inc. also owns and operates kiosks inside convenience stores that offer credit services and check cashing. As of December 31, 2009, First Cash Financial Services owned and operated 383 pawn stores and 163 short-term loan stores, as well as 39 financial services kiosks. First Cash Financial Services, Inc. was founded in 1988 and is based in Arlington, Texas.

ICAP plc

ICAP plc

ICAP plc, the world's largest interdealer brokerage with more than $2 trillion in average daily volume, is a wholesale broker of OTC derivatives, money markets, and securities, focusing on foreign exchange, energy, credit, and equities markets. With operations in more than 30 countries, the firm is a major interdealer broker in US Treasury notes. Direct trade execution and processing are available to investment houses and major banks through the company's electronic trading services. Institutional clients include international, investment, and commercial banks. ICAP also has a joint venture with insurance broker Jardine Lloyd Thompson Group.

Nikko Asset Management Co., Ltd.

Nikko Asset Management Co., Ltd.

Nikko Asset Management Co. Ltd. was founded on December 1, 1959 and is based in Tokyo, Japan. Nikko Asset Management Co. Ltd. is an asset management arm of The Sumitomo Trust and Banking Co., Ltd. It provides its services primarily to pooled investment vehicles. The firm also caters to pension and profit sharing plans, banking or thrift institutions, charitable organizations, state or municipal government entities, government affiliated agencies, and other businesses. It manages separate client focused equity and fixed income portfolios. The firm also manages investment trusts and exchange traded funds for its clients. It invests in the public equity, fixed income, and real estate markets of Asia including Japan. The firm invests in growth and value stocks of small and mid cap companies. It employs a combination of fundamental and quantitative analysis alongwith a bottom-up stock selection approach while making its investments.

Agave Capital

Agave Capital

Founded in 1999, Agave Capital is fully invested and has not been pursuing new opportunities. The venture capital firm has holdings in high-tech companies, including Internet, telecommunications, networking, semiconductor, and software startups. Portfolio companies include personal computing systems maker ClearCube Technology and software maker Surgient. Past investments included TippingPoint (acquired by 3Com) and DiscoveryCom (acquired by Nokia).

New York City Transitional Finance Authority

New York City Transitional Finance Authority

The New York City Transitional Finance Authority (TFA) won't sell you the Brooklyn Bridge, but it will let you invest in repairs. The quasi-independent government agency sells municipal bonds to finance the Big Apple's capital improvement projects -- public buildings, roads, bridges, etc. The authority was created in 1997 to circumvent state constitutional limitations on the amount of debt the city could take on. With the authority to issue up to $11.5 billion in bonds, the agency proved to be even more useful than anticipated, selling $2 billion in bonds for recovery costs following the September 11 attacks that destroyed the World Trade Center. The TFA's bond limit has since been raised to $13.5 billion.

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