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Moody's Corporation

Moody's Corporation

Moody's Corporation, through its subsidiaries, provides credit ratings and related research, data, and analytical tools; risk management software; and quantitative credit risk measures, credit portfolio management solutions, and training services in the United States, Europe, the Middle East, and Africa. Moody's Corporation operates in two segments, MIS and MA. The MIS segment publishes credit ratings on a range of debt obligations, including various corporate and governmental obligations, structured finance securities, and commercial paper programs, as well as the entities that issue such obligations in markets worldwide. This segment provides ratings in approximately 110 countries. Its ratings are disseminated via press releases to the public through a range of print and electronic media, including the Internet and real-time information systems, which is used by securities traders and investors.As of December 31, 2009, MIS had ratings relationships with approximately 12,000 corporate issuers and approximately 25,000 public finance issuers. Additionally, Moody's Corporation rated and monitored ratings on approximately 106,000 structured finance obligations. The MA segment develops a range of products and services that support the risk management activities of institutional participants in financial markets. These offerings include quantitative credit risk scores, credit processing software, economic research, analytical models, financial data, securities pricing and valuation software products, and specialized advisory and training services. Moody's Corporation also distributes investor-oriented research and data, including research on debt issuers, industry studies, and commentary on topical events developed by MIS as part of its rating process. Moody's Corporation was founded in 1900 and is headquartered in New York, New York.

Thinkorswim Group Inc.

Thinkorswim Group Inc.

Thinkorswim Group (formerly Investools) gives consumers the hammer and nails for building their financial dream. Specializing in options trading, Thinkorswim Group Inc. provides online trading services, research, and advisory services to retail and individual investors in the US and Canada. Thinkorswim Group Inc. Investools unit provides consumer-oriented investor education and information through seminars, workshops, online and DVD-based home study courses, a subscription-based online Investor Toolbox, and other offerings. Courses cover online investing, portfolio management, and cash flow strategies. In addition, Thinkorswim Group Inc. offers personal coaching sessions via telephone and e-mail. TD AMERITRADE acquired thinkorswim in 2009.

Oxford Technology Management Limited

Oxford Technology Management Limited

Oxford Technology Management was founded by Lucius Cary, and since 1983 has specialised in making and managing investments in start-up and early stage technology-based businesses with high growth prospects. The OTM team are all scientists or engineers by background, and understanding the technology is the starting point for any investment that we may make. The Investment policy of Oxford Technology Management is to construct a portfolio of investments with the following characteristics: unlisted, UK based, technology businesses, investments typically in the range of £100,000 - £2,000,000, although it can then invest similar amounts in subsequent rounds, in most cases located within easy reach of Oxford to allow a more 'hands on' management strategy. It is expected that approximately half of the funds will be invested in early stage companies (those which have achieved some initial sales) and the balance in start-up companies which are at an earlier stage.

Hamon Investment Group Pte Limited

Hamon Investment Group Pte Limited

Hamon Investment Group believes in Asia's potential to provide investors with long-term capital growth, and it wants to put your money where its mouth is. Hamon is an independent asset management firm specializing in Asian investments. It offers open-ended funds and individual discretionary accounts to corporations, family trusts, financial institutions, pension funds, and private investors. Its flagship fund, Hamon Asian Market Leaders Fund, invests in regional Asian companies and emerging blue chip growth companies. The Hamon Selected Asian Portfolio fund makes strategic equity investments in listed Asian growth companies. Its Asian iTech Fund invests in listed equities of Asian IT and electronics companies.

Affinity Capital Management

Affinity Capital Management

Affinity Capital Management was founded in 1993 and is based in Minneapolis, Minnesota. Affinity Capital Management is a venture capital firm specializing in investments in all phases of company’s development including start-up, seed, and growth capital investments. The firm invests in health care with a focus on the medical device, biotech, health care service, and health care information technology sectors. It seeks to invest in United States with a focus on companies located in the Upper Midwest.

Triton Pacific Capital Partners, LLC

Triton Pacific Capital Partners, LLC

Triton Pacific Capital Partners, LLC was founded in 1996. Triton Pacific Capital Partners, LLC is a private equity firm specializing in mezzanine investments, recapitalization, management buyout, growth equity, corporate divestiture, mature stages, strategic acquisition, and shareholder liquidity investments in middle market. The firm prefers to invest in healthcare services, software and information technology, business services, consumer products, light manufacturing, logistics, and value-added distribution sectors. Within the healthcare sector, it invests in home health, home infusion, hospice, specialty pharmacy, contract and outpatient rehabilitation, nurse and allied staffing, surgery centers and specialty hospitals, mobile diagnostics, imaging center services, information technology, and specialty physician services sectors. The firm seeks to invest in small to mid-sized private companies based in the United States.

Raymond James & Associates, Inc.

Raymond James & Associates, Inc.

Raymond James is a diversified financial services holding company with subsidiaries engaged primarily in investment and financial planning, in addition to investment banking and asset management. Raymond James & Associates, Inc. performs trade execution, securities processing, equity research, and investment banking services for institutional clients in North America and Europe. The unit also offers clearing services to fellow Raymond James Financial subsidiary, Raymond James Financial Services. Planning Corporation of America, a wholly owned subsidiary of RJA, sells insurance and annuities.

LDI, Ltd., LLC

LDI, Ltd., LLC

Founded in 1912 as Corrugated-Fibre Box Company, LDI is owned by chairman Andre Lacy and his family. LDI, Ltd company deals in clothing, motorcycle parts, and auto paints and supplies. It owns Tucker Rocky Distributing, a distributor of aftermarket parts, apparel, and accessories for the power sports industry. It sells more than 100,000 items for street and off-road motorcycles and all-terrain vehicles internationally through seven distribution centers across the US. LDI also owns FinishMaster, which distributes auto paint and coatings. LDI maintains an investment portfolio for funding other investments.

Ansbacher Group Holdings Limited

Ansbacher Group Holdings Limited

Ansbacher was founded in 1894 and acquired by QNB in 2004. Ansbacher Group channels money through the right channels. Operating as Ansbacher Banking Group, the company is the wealth management and private banking arm of Qatar National Bank (QNB). The group offers a wealth of financial services options, including specialist and private banking, financial and estate planning, and fiduciary and trust services. It also has a unit that facilitates corporate yacht ownership and yacht registration. The company operates in Switzerland, the Bahamas, the Channel Islands, and the United Arab Emirates; it pulled out of the UK in 2009.

MCG Capital Corporation

MCG Capital Corporation

MCG Capital Corporation is a solutions-focused commercial finance company that provides capital and advisory services to middle-market companies throughout the United States. The Company is an internally managed, non-diversified, closed-end investment company. It conducts some of its activities through wholly owned, special-purpose financing subsidiaries. Its investment portfolio is composed primarily of middle-market companies in which it has made up to $75 million of debt and equity investments. Typically, these middle-market companies have $20 million to $200 million in annual revenue. As of December 31, 2009, it had debt and equity investments in 59 portfolio companies. Its diversified investment portfolio spans 30 industries. Approximately 40% of its portfolio is composed of investments in industries that consist less than 5% of its portfolio.

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