
Artemis Investment Management was established in 1997 by Mark Tyndall, John Dodd, Derek Stuart, and Lindsay Whitelaw, who maintain executive positions with the company. Artemis Investment Management offers unit trusts (similar to US mutual funds), hedge funds, institutional investment portfolios, and a venture capital trust. Artemis Investment Management company serves private and institutional investors in the UK; however, it does offer limited products and services to investors in other parts of Europe. It has some $10 billion ($16 billion) of assets under management. US-based Affiliated Managers Group (AMG) acquired a majority of the firm in 2010; Artemis' management retained a stake.

Financial Engines, Inc. was founded in 1996 and is headquartered in Palo Alto, California. Financial Engines, Inc. and its subsidiaries provide independent, technology-enabled portfolio management services, investment advice, and retirement help to participants in employer-sponsored defined contribution plans, such as 401(k) plans. The company helps investors plan for retirement by offering personalized plans for saving and investing, as well as by providing assessments of retirement income needs and readiness. Its services include Professional Management, a discretionary managed account service designed for plan participants who want personalized and professional portfolio management services, investment advice, and retirement help from an independent investment advisor; Online Advice, a nondiscretionary Internet-based service that offers personalized advice to plan participants who wish to take an active role in personally managing their retirement portfolios; and Retirement Evaluation, a retirement readiness assessment provided to plan participants upon plan rollout.

Astellas Venture Management invests in seed-stage and emerging biotech companies, including drug discovery and development companies. The firm manages four venture funds, and its portfolio includes more than 20 companies. Astellas Venture Management is the venture capital arm of Astellas Pharma, formed from the 2005 merger of Yamanouchi Pharmaceutical and Fujisawa Pharmaceutical. Astellas Venture Management provides its portfolio companies not only with cash, but also access to the scientific expertise, production facilities, and marketing clout of its parent firm.

Principal Global Investors, LLC is an asset management arm of Principal Life Insurance Company. It primarily provides its services to individuals and high net worth individuals. The firm also caters to banking or thrift institutions, investment companies, foundations, endowments, public and corporate retirement plans, Taft-Hartley plans and global governments, pension and profit sharing plans, pooled investment vehicles, charitable organizations, state or municipal government entities, and other businesses. It manages separate client focused equity, fixed income, and real estate portfolios. The firm also manages mutual funds and offers specialized overlay and advisory services. It invests in the public equity, fixed income, and real estate markets across the globe.

Newtek is one of the premier providers of business services and financial products to small and medium-sized businesses throughout the United States. Since 1999, Newtek has helped business owners realize their potential by providing them with the essential tools they need to manage and grow their business.Newtek's suite of business solutions provides business owners with the high-quality services and top-level customer care that have traditionally only been affordable by larger companies. Whether a business is a startup or well-established, Newtek can help them reach their business goals.The U.S. Small Business Administration estimates that there are 26.8 million small businesses in the United States, which in total represent 99.7 percent of all employer firms, generate 60 to 80 percent of all new jobs annually and generate more than 50 percent of non-farm private gross domestic GDP. Newtek is a direct distribution channel into this market.

Dominion Resources Black Warrior Trust collects the proceeds attributable to the Royalty Interests (the overriding royalty interests conveyed to the Trust pursuant to the Overriding Royalty Conveyance (the Conveyance), dated effective June 1, 1994, from the Company to the Trust), entitling the holder thereof to 65% of the Gross Proceeds derived from the Company Interests (the Company's interest in natural gas properties in which the Company has an interest located in Alabama), as of June 1994, not burdened by the Royalty Interests) and makes cash distributions to Unitholders. Gross Proceeds are the aggregate amounts received by the Company Interests Owner (the Company while it owns all or part of the Company Interests and any other person or persons who acquire all or any part of the Company Interests or any operating rights therein other than a royalty, overriding royalty, production payment or net profits interest) attributable to the Company Interests from the sale of Subject Gas.

RS Investment Management Co. LLC was founded in 1986 and is based in San Francisco, California with an additional office in New York. RS Investment Management Co. LLC, doing business as RS Investments, is a privately owned investment manager. It provides its services to pension and profit sharing plans, investment companies, pooled investment vehicles, endowments, foundations, high net worth individuals, corporations, and banks. The firm manages separate client-focused equity and fixed income portfolios. It also manages mutual funds for its clients. The firm invests in the public equity and fixed income markets across the globe. It invests in growth and value stocks of small-cap, mid-cap, and large-cap companies. The firm employs a fundamental analysis to create its portfolio. It conducts an in-house research to make its investments.

Cavanagh Group is an independent financial advisor providing investment advice to private clients and businesses. With offices across the UK, the firm provides financial counseling for executives, employee benefit arrangement, pension structure advice, asset management, and development assistance. About a third of its business comes from corporations. Cavanagh has grown its client base and geographic reach through several acquisitions including Ernst & Young Financial Management (EYFM), the independent financial advisory arm of Ernst & Young L.L.P., in 2003, and Scottish corporate adviser JRG Financial Consulting in 2007.

Legg Mason, Inc. was founded in 1899 and is headquartered in Baltimore, Maryland. Legg Mason, Inc., through its subsidiaries, operates as a diversified group of global asset management firm serving individual and institutional investors worldwide. Its multi-affiliate business model provides clients with a spectrum of equity, fixed income, liquidity, and alternatives solutions, including mutual funds, college savings plans, variable annuities, and separately managed accounts. Legg Mason Company's affiliates operate with investment autonomy, with each affiliate pursuing its own unique investment philosophy and process, as well as maintaining its own investment culture. Legg Mason complements the investment expertise of its affiliates by providing distribution and client service, enabling affiliates to access new markets, new clients, and new opportunities. It also provides shared services, such as operations and technology, accounting, legal, compliance, and marketing, to allow the affiliates to maintain their full focus on delivering sustainable investment excellence.

Irving Place Capital was founded in 1997 and is based in New York, New York. Irving Place Capital is a private equity firm specializing in equity investments in middle market companies. The firm seeks to invest in add-on acquisitions, leveraged buyouts, management buyouts, corporate divestitures, industry consolidations, recapitalizations, growth capital opportunities, and other ownership liquidity situations. It makes investments in companies operating in the, retail, consumer products, financial services, healthcare services, industrial distribution, industrials, packaging, transportation and logistics, and energy sectors. The firm also seeks to invest in companies in the other old economy and service sectors including restaurants; business services; chemicals; natural resources; specialty finance; apparel; financial technology; food and beverages; healthcare; and security and defense industries. It targets investments in companies primarily based in North America and Western Europe. The firm makes equity investments between $75 million and $250 million in companies with EBITDA in excess of $20 million.
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