National Holdings provides securities brokerage services to high-net-worth individuals and institutional investors through subsidiaries National Securities Corporation, vFinance, and EquityStation. National Holdings Corporation also provides investment banking services to micro-, small-, and midcap companies and trades securities. Another subsidiary, National Asset Management, offers investors access to mutual funds, money manager accounts, hedge funds, private equity and venture capital funds, and real estate limited partnerships. With headquarters offices in New York, Seattle, and Boca Raton, Florida, National Holdings has more than 120 retail brokerage locations in the US, Europe, and Latin America.

Tiger Resource Finance Plc is an Investment Fund focused on the Resource Sector. The company is listed on AIM, the London Stock Exchange's Alternative Investment Market. Its mission is to invest in natural resource companies globally, capitalising on early entry level in mineral projects, and adding technical and management expertise where necessary. The company intends to be a unique player in the Mineral Resource Sector, offering investors the opportunity to invest in several well-managed and well-researched Mineral Resource projects.

BC Partners is a leading private equity firm with advised funds of €10bn. Established in 1986, BC Partners has played an active role in developing the European buy-out market for over 20 years. BC Partners executives operate as an integrated team through offices in Europe and North America, acquiring and developing European or multinational businesses to create value in partnership with management. Since inception, BC Partners has invested in 71 companies with a total enterprise value of €66 billion.

RHB Capital Berhad (RHB Capital) is a Malaysia-based investment holding company. RHB Capital Bhd, through its subsidiaries, operates in six segments: corporate and investment holding (CIB), retail banking, treasury and money market, Islamic banking business, international banking and others. CIB provides a full range of investment banking services, including corporate finance, debt and equity capital market, stockbroking business, investment management services, unit trust funds management, futures and options broking and research services. Retail Banking focuses on providing products and services to individual customers and small and medium sized enterprises. Treasury and money market operations are involved in trading in fixed income securities and foreign exchange and derivatives trading, among others. Other activities include nominee services, property investment and rental and other related financial services. RHB Capital Bhd has a number of subsidiaries.

Aurora Capital Partners (also known as Aurora Capital Group) focuses on buyouts of midsized industrial manufacturers, distributors, and service businesses. It typically invests between $150 million and $1.5 billion in companies in various industries. Employing a buy-and-build strategy, the private equity firm works with existing management to create organic growth, then adds on other purchases to increase the value of its portfolio companies. Holdings include United Plastics Group, Impaxx, Mitchell International, and ADCO Global. Aurora Capital, which is investing its third private equity fund, has some $2 billion of assets under management.

Mesirow Financial was founded in 1937 when Norman Mesirow purchased a seat on the New York Stock Exchange (NYSE). Since then, the one-man brokerage firm has become a leading Chicago-based financial services firm and one of the largest independent financial services firms in the Midwest. For the past seven decades Mesirow Financial firm has remained committed to the fundamental principals upon which it was founded: integrity, service and performance. Throughout good times and bad, Mesirow Financial overriding mission is to help Mesirow Financial clients achieve their financial goals. Mesirow Financial do that by building long-term relationships and keeping sight of what's important to our clients. Mesirow Financial is a diversified financial services firm headquartered in Chicago. Mesirow Financial are an employee-owned, private company with more than 1,200 employees in offices across the country and in London.

Founded in 1985, ALPS has some $240 billion of assets under administration. ALPS Holdings wants to make sure fund managers can attain peak performance by keeping their focus on their investments and letting ALPS handle the rest. Through various subsidiaries, the company performs a range of back-office functions for mutual funds, closed-end funds, hedge funds, and exchange-traded funds (ETFs). Its offerings encompass fund administration and accounting, shareholder servicing, and legal, marketing, tax, distribution, and transfer agency services. Clients include Cohen & Steers, Macquarie Group, and exchange-traded Standard & Poor's Depositary Receipts (SPDR) sector funds.

Kleinwort Benson Private Bank offers private banking services to the UK market. The bank's products and services are provided through several affiliated entities. Customized banking products include standard cash deposits and loans, while the bank's wealth management services include portfolio advisement, estate planning, real estate investment, and other investment products. Kleinwort Benson Private Bank was part of the private banking segment of Dresdner Bank, which German insurance giant Allianz sold to Commerzbank in 2008. However, Commerzbank arranged to sell the unit to investment group RHJ International the following year.

Terra Nova Financial Group wants to serve investors in a hurry to do some stock trading. Terra Nova Financial Group, Inc. was founded in the 1990s as a traditional retail brokerage offering insurance and other investment products. Today, Terra Nova Financial Group, Inc. has shifted its attention toward its proprietary software for direct-access trading. Terra Nova Financial Group, Inc. technology platform provides real-time quotes and trading tools for active online investors, semi-professional traders, and institutional portfolio managers. Terra Nova Financial, LLC, the company's broker/dealer subsidiary, handles online trading for more than 3,000 customer accounts. In 2010 Lightspeed Financial, Inc. agreed to acquire Terra Nova Financial, LLC for nearly $27 million.

Rodman & Renshaw Capital Group, Inc., through its principal subsidiary, Rodman & Renshaw, LLC, provides investment banking services to public and private companies operating in the life science/healthcare, energy, metals/mining, financial services, and cleantech sectors in the United States and China. Rodman & Renshaw Capital Group, Inc. offers corporate finance in a range of financing alternatives, including private placements, private investments in public equity, registered direct offerings, and underwritten public offerings. Rodman & Renshaw Capital Group, Inc. also provides strategic advisory services on a range of transactions comprising mergers, acquisitions, and asset sales, as well as provides sales and trading, and equity research services. In addition, Rodman & Renshaw Capital Group, Inc. designs investment conferences that bring together companies, institutional investors, business development executives, and experts. Further, the company makes principal investments in early-stage biotechnology and life sciences companies. Rodman & Renshaw Capital Group, Inc. was founded in 2002 and is headquartered in New York, New York.

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