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AWD Holding AG

AWD Holding AG

AWD Holding AG was founded in 1988 and is based in Hanover, Germany. AWD Holding AG operates as a subsidiary of Swiss Life Beteiligungs GmbH. AWD Holding AG, together with its subsidiaries, provides independent advice and financial planning services. It primarily advises private customers with various aspects of financial planning and retirement provision. The company’s advisory services cover various product categories, such as unit-linked products, investment funds, life insurance products, mortgages and financing, private health insurance, property and accident insurance, and property and tax-optimized products. It sells its products and services in the United Kingdom, Austria, Germany, Switzerland, and central and Eastern Europe. AWD Holding AG was formerly known as Allgemeiner Wirtschaftsdienst.

Domain Associates, L.L.C.

Domain Associates, L.L.C.

Founded in 1985, Domain Associates, L.L.C. is a venture capital firm with an exclusive focus on life sciences. With $2.5 billion of capital under management, Domain is headquartered in Princeton, NJ with a second office in San Diego, CA. Domain’s three major investment segments are pharmaceuticals, specialty pharmaceuticals, and medical devices, while additional areas of interest include biomaterials, bioinstrumentation, and diagnostics. The Partners of Domain have a total of close to 200 person-years of experience among them in the healthcare/venture capital industries and have been involved in the formation and growth of more than 220 life-sciences companies. The highly focused network, experience, and reputation of this team have made it one of the top private-equity groups participating in the healthcare field.

Ameritrans Capital Corporation

Ameritrans Capital Corporation

Ameritrans Capital Corporation was founded in 1979 and is based in New York, New York. Ameritrans Capital Corporation (Ameritrans) is a closed-end investment company, which makes loans and investments with the goal of generating both current income and capital appreciation. Through its wholly owned subsidiary, Elk Associates Funding Corporation (Elk), the Company makes loans to finance the acquisition and operation of small businesses as permitted by the United States Small Business Administration (the SBA) Regulation. Elk was organized primarily to provide long-term loans to businesses eligible for investments (Small Business Concerns) by small business investment companies (SBICs). Ameritrans makes loans, which have primarily been secured by real estate mortgages, senior corporate loans and equity investments which have been in income producing real estate properties, or in real estate construction projects. It operates in five segments: Corporate Loans, Commercial Loans, Life Insurance Settlements, Equity Investments and Taxicab Medallion Finance.

Wellington Management Company, LLP

Wellington Management Company, LLP

Wellington Management Company was founded in 1928 and is based in Boston, Massachusetts. Wellington Management Company, LLP is a privately owned investment manager. The firm primarily provides its services to pension and profit sharing plans. It also manages accounts for investment companies, pooled investment vehicles, corporations, state or municipal government entities, endowments, foundations, health care, religious institutions and trusts. The firm manages separate client-focused equity, fixed income, and balanced portfolios. It also manages a family of equity, fixed income, and balanced mutual funds for its clients. The firm invests in the public equity, fixed income, and alternative markets across the globe. It also invests in the currency and commodities markets and commingled funds. For its equity portfolios, the firm invests in growth and value stocks of large-cap, mid-cap, and small-cap companies. For its fixed income portfolios, the firm manages multi-currency, investment-grade, and sector specific portfolios. It typically invests corporate bonds, mortgage-backed securities, emerging market securities, and municipal bonds with short-term and intermediate-term maturity.

National Electrical Benefit Fund

National Electrical Benefit Fund

NEBF, which was established in 1946 as part of an agreement with the International Brotherhood of Electrical Workers (IBEW), is affiliated with the National Electrical Annuity Plan, or NEAP. National Electrical Benefit Fund (NEBF) wants to put some spark into the retirement nest eggs of those in the electrical industry. One of the largest Taft-Hartley pension plans in the US, the fund manages pension benefits for more than 480,000 current or former electrical workers and has more than $11 billion of assets under management. More than 11,000 employers contribute to the fund.

Samsung America Venture Capital Company

Samsung America Venture Capital Company

Since its inception in 1975, Samsung C&T America Inc.’s philosophy of creative marketing, determined self-development, and entrepreneurship has enabled its remarkable growth and success as a global trading and investment company. Attuned to the pulse of the transforming economy and the changing needs of its customers, SCTA continues to venture away from traditional methods but remains committed to service and quality.Samsung C&T America Inc. (SCTA), is a global trading and investment company that functions as an independent American subsidiary of the Korean conglomerate Samsung C&T Corporation, one of the Samsung Group companies. SCTA is divided into three modes of operation: international commodities trading, product marketing and distribution, and new business development. In trade, SCTA specializes in a variety of commodities such as chemicals and steel. SCTA's strength lies in its expertise in dealing with foreign markets. Sharing Samsung C&T Corp.'s international network spanning 82 offices in 55 countries, SCTA is able to operate both as a major trading intermediary and as a conduit for an immense volume of information. In 2008, Samsung C&T America’s total revenue was $331 million.

Apollo Investment Corporation

Apollo Investment Corporation

Apollo Investment Corporation was incorporated in April 2004, and is based in New York, New York. Apollo Investment Corporation (Apollo Investment) is a closed-end, non-diversified management investment company that has elected to be treated as a business development company (BDC). Its investment objective is to generate both current income and capital appreciation through debt and equity investments. Apollo Investment invests primarily in middle-market companies in the form of mezzanine and senior secured loans, as well as by making equity investments. It may also invest in the securities of public companies. The Company’s portfolio is comprised primarily of investments in long-term subordinated debt, referred to as mezzanine debt and senior secured loans of private middle-market companies, and from time to time includes equity interests, such as common stock, preferred stock, warrants or options. Apollo Investment Management, L.P. (AIM) is the investment adviser for the Company.

Sigma Partners, L.P.

Sigma Partners, L.P.

Sigma Partners was founded in 1984. Sigma Partners is a venture capital firm specializing in investments in early stage companies. The firm typically invests in the software, communications, semiconductors, storage, mobile computing, electronics, infrastructure, and Internet services sectors. It primarily invests in companies based in the United States. The firm seeks to invest between $2 million and $8 million. It is typically the first venture investor and also takes a board seat in its portfolio companies.

NWQ Investment Management Company, LLC

NWQ Investment Management Company, LLC

NWQ Investment Management was founded in 1982 and acquired by Nuveen Investments in 2002. NWQ Investment Management serves institutional investors such as corporations, endowments, foundations, high-net-worth individuals, multi-employer plans, and public entities. A value-oriented, long-term investor, the firm focuses on what it perceives to be underpriced equities of all market capitalizations. It also utilizes a core fixed-income strategy and provides access to alternative investments. NWQ Investment Management Company has approximately $37 billion in assets under management.

Unique Investment Corporation

Unique Investment Corporation

Unique Investment Corp. believes that each venture capital investment opportunity is unique and special. Unique Investment company targets both growing ventures and small and middle-market companies in the manufacturing and business services industries for investment. Unique Investment firm has taken stakes in Acorn-Gencon Plastics, CPI International, Gold Canyon Candles, and Qqest Software Systems.

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