Founded in 1985, Domain Associates, L.L.C. is a venture capital firm with an exclusive focus on life sciences. With $2.5 billion of capital under management, Domain is headquartered in Princeton, NJ with a second office in San Diego, CA. Domain’s three major investment segments are pharmaceuticals, specialty pharmaceuticals, and medical devices, while additional areas of interest include biomaterials, bioinstrumentation, and diagnostics. The Partners of Domain have a total of close to 200 person-years of experience among them in the healthcare/venture capital industries and have been involved in the formation and growth of more than 220 life-sciences companies. The highly focused network, experience, and reputation of this team have made it one of the top private-equity groups participating in the healthcare field.

Kohlberg & Company, L.L.C. is a leading U.S. private equity firm which acquires "middle market" companies (valued from $100 to $500 million). Since its inception in 1987, the firm has organized six private equity funds, through which it has raised $3.7 billion of committed capital. The firm’s objective has been to realize substantial capital gains through control investments in a diversified portfolio of companies. The firm has completed approximately 100 platform and add-on acquisitions with an aggregate value of more than $6 billion. Kohlberg & Company invests in companies where it can work in partnership with senior management to identify growth opportunities and implement fundamental operating and strategic changes, resulting in substantial increases in revenue and cash flow. The firm’s use of moderate amounts of debt financing in acquiring companies affords them the financial flexibility necessary to attain these corporate objectives.

McAdams Wright Ragen was formed in 1998 by Brooks Ragen and Scott McAdams, both formerly associated with the regional firm Ragen MacKenzie. McAdams Wright Ragen, Inc., the regional broker-dealer offers equity and fixed-income trading, asset management, and investment banking services such as corporate finance and mergers and acquisitions advice to area companies. McAdams Wright Ragen, Inc. also performs equity research on northwestern and national stocks and acts as a market maker for some 550 community bank stocks. Offering investment management and financial planning services to retail clients, McAdams Wright Ragen, Inc. has some $3 billion in assets under management. Employee-owned MWR was founded in 1999 by Ragen MacKenzie alums Brooks Ragen and president and CEO Scott McAdams.

GAIN Capital Holdings, Inc. was founded in 1999 and is headquartered in Bedminster, New Jersey. GAIN Capital Holdings provides over-the-counter foreign exchange (forex) services to active self-directed retail traders (more than 90% of its client base) and through as financial intermediaries such as broker-dealers and futures commission merchants. GAIN Capital Holdings company's FOREXTrader platform provides online trading tools and educational resources to help individual investors participate in forex trading online. Dealing in more than 40 currencies, GAIN Capital serves clients from more than 140 countries; more than half its customers are outside the US.

Roth Capital Partners, LLC was founded in 1984. Roth Capital Partners, LLC (ROTH) is an investment banking firm that focuses on the small-cap public market. The firm offers IPO underwriting services to small-cap companies; capital raising services for public companies; and placement services of PIPE transactions. Additionally, it provides investment banking services including capital raising, research coverage, trading and market making, merger and acquisition advisory, and investor conferences. ROTH has raised over $10.6 billion for small-cap public companies and over $3 billion through PIPE transactions. The firm has completed transactions totaling more than $2 billion for US-listed Chinese companies. It offers financing services to small-cap Chinese companies.

Cressey & Company LP was founded in 2007 and is based in Chicago, Illinois with an additional office in Nashville, Tennessee. Cressey & Company LP is a private equity firm specializing in buy-and-build, add-on acquisitions, and growth equity investments. It prefers to make control investments, but can also make minority investments in special situations. The firm prefers to invest in healthcare services, facilities, and provider businesses. It also invests in software, education, distribution, financial services and consumer products industries. The firm prefers to invest in the United States healthcare market. It prefers to invest between $10 million and $100 million with an average investment of $50 million in the companies with more than $10 million of EBITDA. The firm prefers to exit its investments between three years and seven years.

Evercore Partners Inc. (Evercore), incorporated on July 20, 2005, is an independent investment banking advisory firms in the world based on the dollar volume of announced worldwide merger and acquisition (M&A). The Company provides advisory services to multinational corporations on mergers, acquisitions, divestitures, restructurings, financings and other strategic corporate transactions. Evercore also includes an Investment Management business through which it manages institutional assets for institutional investors, provide wealth management services for net-worth individuals, provide specialized investment management, independent fiduciary and trustee services to employee benefit plans of large corporations and manage private equity funds.The Company operates in two business segments: Advisory and Investment Management. In April 2010, the Company announced that the acquisition of MJC Associates, a commercial real estate advisory boutique.

President, CEO, and chief investment officer Timothy Burt founded Cardinal Capital Management in 1992. Cardinal Capital Management, Inc firm offers wealthy individuals and institutional investors fee-based investment counseling and management services, specializing in separate accounts. The firm invests in Canadian, US, and international stocks and bonds and has more than $1 billion in assets under management.

Hong Kong-based Heritage International Holdings invests in commercial real estate, securities, media companies, and the gaming industry (including casinos in Macau and lottery-related businesses in China). Heritage International company also provides short-term financing to companies and individuals. It earns revenue from four primary sources: retail property rental income, interest income from lending money, dividend income from equity investments, and the sale of investments. Among Heritage International company's many holdings, it owns a stake in a lottery-related business (providing primarily lottery ticket sales and outdoor advertising) in the People's Republic of China (PRC).

Clinton Group was founded in August 1991 and is based in New York City with additional offices in Tinton Falls, New Jersey, Washington, District Of Columbia, and London, United Kingdom. Clinton Group, Inc (CGI) is an employee owned hedge fund sponsor. The firm primarily provides its services to pooled investment vehicles. It also caters to corporations, banks, insurance companies, pension funds, and public funds. The firm invests in the public equity, fixed income and hedging markets across the globe. For its fixed income investments, it primarily invests in collateralized debt obligations, mortgage-backed securities, convertible bonds, and sovereign debt. The firm employs long/short and arbitrage fixed income strategies to make its investments.

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