CapitalSource, Inc., a specialized finance company, provides various financial products to small and medium-sized businesses in the United States. CapitalSource Inc. operates through three divisions: Corporate Finance, Healthcare and Specialty Finance, and Structured Finance. The Corporate Finance division provides senior and mezzanine loans to businesses backed by private equity sponsors. The Healthcare and Specialty Finance division offers asset-based revolving lines of credit, first mortgage loans, and senior and mezzanine loans to healthcare businesses and other companies. The Structured Finance division provides commercial and residential real estate lending, and asset-based lending to finance companies. CapitalSource Inc. was founded in 2000 and is headquartered in Chevy Chase, Maryland.

Hirtle, Callaghan & Co., Inc. provides investment management services for endowments, foundations, pension funds, health care organizations, and wealthy families, and takes pride in its assemblage of independent chief investment officers. Its services include global investment strategies, risk management, and access to alternative investments such as hedge funds and private equity. Founded in 1988, Hirtle, Callaghan & Co. has more than $17 billion in assets under management. The company has six US offices.

Taiwan Business Bank was founded in 1915 and is headquartered in Taipei, Taiwan. Taiwan Business Bank, Ltd. operates as a financier and provider of banking assistance to small and medium-size businesses primarily in Taiwan. The company offers various deposit products that include demand deposits, including brokerage accounts; savings deposits comprising brokerage accounts and salary transfer accounts; combined savings, including demand deposit accounts, savings deposit accounts, and time deposit accounts; check deposits; certificates of deposit; and negotiable certificates of deposit. It also provides various loan products comprising assisting small and medium-sized enterprises (SME) upgrading loan, traditional industry boost - up loan, SME root establishment project loan, youth business start-up loan, micro-business start-up loan, traditional industry loan with credit guarantee programs, loans for earthquake reconstruction, loan for purchasing automatic machines, loan for purchasing energy-saving machine, low-interest loan for private enterprises to purchase pollution-protecting devices, soft loan for promoting east- area industry development, promoting industry research and development loan, and mortgage loans, including home loans.

Gladstone Capital Corporation operates as a closed-end, non-diversified management investment company. The Company’s investment objective is to achieve a high level of current income by investing in debt securities, consisting primarily of senior notes, senior subordinated notes and junior subordinated notes, of established private businesses that are substantially owned by leveraged buyout funds, individual investors or are family owned businesses, with a particular focus on senior notes. In addition, it may acquire from others existing loans that meet this profile. It also seeks to provide its stockholders with long-term capital growth. Gladstone Management Corporation is the Company’s investment adviser. Gladstone Business Loan, LLC is the Company’s wholly owned subsidiary.

Founded in 1985, ALPS has some $240 billion of assets under administration. ALPS Holdings wants to make sure fund managers can attain peak performance by keeping their focus on their investments and letting ALPS handle the rest. Through various subsidiaries, the company performs a range of back-office functions for mutual funds, closed-end funds, hedge funds, and exchange-traded funds (ETFs). Its offerings encompass fund administration and accounting, shareholder servicing, and legal, marketing, tax, distribution, and transfer agency services. Clients include Cohen & Steers, Macquarie Group, and exchange-traded Standard & Poor's Depositary Receipts (SPDR) sector funds.

BNY Mellon Asset Servicing B.V. was founded in 1998 and is based in Amsterdam, the Netherlands with additional offices in Breda, the Netherlands; London, the United Kingdom; Frankfurt, Germany; Luxembourg, Luxembourg; Singapore, Singapore; and Beijing, China. BNY Mellon Asset Servicing B.V. operates as a subsidiary of The Bank of New York Mellon. BNY Mellon Asset Servicing B.V. provides custody and custody-related services to institutional investors in the Netherlands and internationally. The company’s custody services include safekeeping, settlement, cash management, income collection, tax reclamation, corporate actions, online reporting, foreign exchange, proxy voting, and market information. Its custody-related services include investment accounting, regulatory reporting, compliance monitoring, performance measurement and investment analytics, transition management, commission recapture, securities lending, multinational reporting, asset pooling, derivatives processing and transaction cost analysis, OTC derivative valuation, and trustee and depositary services.BNY Mellon Asset Servicing B.V. company offers securities lending auction services, which is delivered via its auction platform, i-BID. It serves various types of financial institutions, including asset management companies, insurance companies, banks, and investment funds management companies, as well as pension funds. BNY Mellon Asset Servicing B.V. has strategic partnerships with ABN AMRO Asset Management, CIBC Mellon, Dreyfus, Eagle Investment System Corp, Mellon Institutional Asset Management, and Mellon Global Investments. It was formerly known as ABN AMRO Mellon Global Securities Services B.V.

Oxford Bioscience Partners (OBP), established in 1992, is a venture capital firm that provides equity financing and management assistance to emerging, entrepreneurial-driven companies within the life sciences and healthcare sectors. Experienced partners, who bring together deep domain knowledge in life sciences, have established a proven track record of identifying, validating and backing emerging trends and technologies. While willing to consider an investment in a company at almost any stage, OBP brings unique value and expertise to early-stage situations. With approximately $1B of committed capital under management, OBP has invested in over 140 life science companies worldwide, and has successfully leveraged the extensive research, operating, and financial expertise and experience of its team of investment professionals.

A.B. Watley Group wants you to trade up. Through A.B. Watley Direct, it provides online trading and related services to individual and corporate customers. The firm's institutional sales and trading desk handles anonymous, off-exchange, large-block transactions for mutual and pension funds, insurance companies, banks, corporations, and independent fund managers. A.B. Watley operates through the UltimateTrader (targeting individuals) and WatleyTrader (targeting institutional and large-volume traders). In 2009 former management of now-defunct daytrading subsidiary A.B. Watley, Inc. were convicted of conspiring to violate securities laws.

Kohlberg & Company, L.L.C. is a leading U.S. private equity firm which acquires "middle market" companies (valued from $100 to $500 million). Since its inception in 1987, the firm has organized six private equity funds, through which it has raised $3.7 billion of committed capital. The firm’s objective has been to realize substantial capital gains through control investments in a diversified portfolio of companies. The firm has completed approximately 100 platform and add-on acquisitions with an aggregate value of more than $6 billion. Kohlberg & Company invests in companies where it can work in partnership with senior management to identify growth opportunities and implement fundamental operating and strategic changes, resulting in substantial increases in revenue and cash flow. The firm’s use of moderate amounts of debt financing in acquiring companies affords them the financial flexibility necessary to attain these corporate objectives.

HollisWealth Inc. is a Canada-based diversified wealth management company. Through its various subsidiaries, the Company provides diversified wealth management and investment solutions including alternative and tax-advantaged products, capital markets and advisory services to financial advisors, institutions, corporations and foundations, and wealth management through independent financial advisors across Canada. The Company has three main businesses: investment management (HollisWealth Investment), financial advisory, and capital markets, comprised of institutional sales and trading, investment banking and research. HollisWealth Investment operates principally through the Company’s subsidiary, Goodman & Company and through Aurion Capital Management Inc. HollisWealth Financial provides financial advisory and capital market services to both retail and institutional clients across Canada.

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