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Quest Capital Corp.

Quest Capital Corp.

Quest Capital seeks investments in first mortgage loans secured by single-family residences, apartments, condominiums, social housing, and nursing and retirement facilities in Canada. Quest Capital Corp. previously was an asset-based lender to companies in the mining and oil and gas industries, but sold those operations in 2007 and converted to a mortgage investment company. Quest Capital Corp., however, halted new loan production the following year as it waited out the rough economy. Some vestiges of Quest Capital's former incarnation remain in its much smaller commercial real estate and natural resource lending activities.

Ascendant Solutions, Inc.

Ascendant Solutions, Inc.

Ascendant Solutions, Inc. was founded in 1997. Ascendant Solutions, Inc. ("Ascendant") is a value oriented investment firm focused on making equity investments in underperforming or distressed U.S. lower middle-market businesses. Ascendant is primarily interested in investing or acquiring, in manufacturing, distribution, service, healthcare, finance and retail industries with $20 to $150 million in annual revenues that require access to capital or capital restructuring, and strategic support to improve operational performance. Ascendant currently has approximately $40 million in net operating loss carryforwards, which can be used to shelter future income, thus enhancing free cash flow or debt service capabilities.

Argent Trading, Inc.

Argent Trading, Inc.

Argent Trading, Inc. was founded in 1958 and is based in New York, New York with additional offices in Belgium, Brazil, Bulgaria, China, Columbia, France, Germany, Greece, India, Italy, Mexico, Portugal, Romania, South Korea, Spain, Turkey, the United Arab Emirates, the United Kingdom, and the United States. Argent Trading Inc., a corporate trading company, purchases underperforming assets using its trading currency, Asset Purchase Credits (APC's) in the United States and internationally. The company provides trading solutions, including real estate and remarketing solutions, as well as helps clients to use trade credits in various media vehicles. Its client companies use their APC's towards the purchase of budgeted goods and services, including media, manufacturing materials, capital equipment, packaging, transportation, distribution, and sales and administrative expenses.

Hargreaves Lansdown plc

Hargreaves Lansdown plc

Hargreaves Lansdown was founded in 1981 and is based in Bristol, the United Kingdom. Hargreaves Lansdown Plc, through its subsidiaries, provides a range of investment products, investment services, and financial planning and advice to private investors in the United Kingdom. Its flagship service, Vantage, is a direct-to-private investor fund supermarket and wrap platform. Vantage offers clients the administrative convenience of being able to hold and manage their investments, including unit trusts, OEICs, equities, bonds, investment trusts, and cash. The company also provides investment management, independent financial advisory, and stock broking services to private investors, and advisory services to companies in respect of group pension schemes.

The Yucaipa Companies LLC

The Yucaipa Companies LLC

The Yucaipa Companies is a premier investment firm that has established a record of fostering economic value through the growth and responsible development of companies. Founded in 1986 by Ron Burkle, the firm has completed mergers and acquisitions valued at more than $30 billion. As an investor, Yucaipa works with management to strategically reposition businesses and implement operational improvements, resulting in value creation for investors.

Versant Venture Management LLC

Versant Venture Management LLC

Versant Venture is a leading healthcare-focused venture capital firm specializing in early-stage investments in medical devices, biotechnology and pharmaceuticals, healthcare services, and healthcare information technology. The firm, founded in 1999, consists of a seasoned team of twelve managing directors with more than 130 years of venture capital investing experience and more than 150 years of operating experience. Versant Ventures currently manages over $1.6 billion in committed capital having recently raised its fourth fund in July 2008, and is currently managing over 75 companies in its portfolio.

CommerceNet

CommerceNet

Founded in 1994, CommerceNet has been a trusted intermediary, conducting research and piloting programs that have advanced the commercial use of the Internet.CommerceNet sees dollar signs. The tech incubator provides seed money and takes stakes in companies that often are just a glimmer in their founders' eyes. It helps its target companies fund their ideas, collaborate with other Internet companies, and in general advance the commercial aspects of the Internet. The organization operates the Open Network for Commerce Exchange (ONCE), a business-to-business trading community. Funded companies include Webify Solutions (health care provider software) and SupplyFrame (supply chain software).

Atalanta Sosnoff Capital, LLC

Atalanta Sosnoff Capital, LLC

Atalanta Sosnoff Capital Corporation, through its wholly owned subsidiaries, Atalanta Sosnoff Capital Corporation (Atalanta Capital), Atalanta Sosnoff Management Corporation (Atalanta Management), and ASCC Corporation, provides discretionary investment advisory, brokerage, and other related services to investment advisory clients. Atalanta Capital is a registered investment advisor that provides investment advisory and management services to institutional clients; and is the general partner and investment advisor of certain investment partnerships and mutual funds. Atalanta Management is also a registered investment advisor and a broker-dealer in securities that owns a seat; and is a member of the Chicago Board Options Exchange, Inc. It provides investment advisory and management services to individual and smaller institutional clients, and brokerage services to its clients and some of the clients of Atalanta Capital. ASCC performs investment advisory services for proprietary investment-related activities.

Adam & Company plc

Adam & Company plc

Adam & Company plc offers banking and investment management services to trusts and charities, private businesses, and referrals in the United Kingdom. It offers banking products, such as current accounts and deposits; lending products, including overdrafts, mortgages, flexible term loans, bridge loans, business facilities, and contingent liability/guarantee facilities; and foreign exchange, and Internet and business banking. The company also provides investment services, which include discretionary management of portfolios, comprised of stocks and shares, bonds, and managed collective funds; individual savings accounts; self invested personal and small self administered pension plans; tax efficient alternative investment market quoted ordinary shares; venture capital trusts and enterprise investment schemes; commercial property partnerships; and hedge funds and other alternative investment vehicles. In addition, it offers a range of banking, custodial, and client reporting services for investment managers, investment advisers, and intermediaries. Further, the company specializes in providing trust and company secretarial services to private individuals, corporate clients, and pension funds.

S3 Investment Company, Inc.

S3 Investment Company, Inc.

S3 Investment Company, Inc. operates as an investment banking advisory firm that offers U.S. corporate finance and investment banking services to private companies in China. The company specializes in providing alternative public offerings for private Chinese companies through the simultaneous listing on a U.S. or other stock market, and private investment in public equity financing. Its services help client companies to prepare, assist, and manage various stages of the process of a reverse merger into a publicly-traded shell, as well as in capital funding, a progression to a U.S. national market listing, and multiple registered follow-on offerings for additional growth capital.

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