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U.S. Global Investors was founded in 1968 and is based in San Antonio, Texas.U.S. Global Investors, Inc. is a publicly owned investment manager. The firm primarily provides its services to investment companies. It also manages accounts for other pooled investment vehicles, individuals, and corporations. The firm manages family of equity and fixed income mutual funds for its clients. It invests in the public equity, fixed income, gold, and natural resources markets across the globe. The firm invests in growth and core stocks to make its equity investments. For its fixed income securities, the firm invests in short and intermediate municipal debt, and U.S. government money market.

U.S. Trust, Bank of America Private Wealth Management provides investment management, planned giving, and fiduciary services to a range of institutional clients, including not-for-profit organizations, corporations, public funds, insurance companies, and unions. The company provides wealth management services that include investment, financial, tax, and estate planning; and private banking services. Its planned giving services include administration, tax preparation, and record-keeping. It also offers investment consulting, tax-intelligent investment management, custody and private-label statement, and check distribution services. U.S. Trust also provides investment management, trustee, and fiduciary consulting services to employee benefit plans of all sizes.

UBS Financial Services represents the US business of UBS's Wealth Management Americas segment. The broker dealer offers an array of investment products and services to affluent clients with more than $250,000 to invest. Its offerings include banking services, stocks, bonds, mutual funds, insurance, estate planning, philanthropic advice, and access to alternative investments such as hedge funds; it even offers investment services for art lovers. UBS Financial Services company also administers employee stock option plans for corporations. UBS Financial Services has a network of some 8,000 financial advisors across the US serving more than two million customers. It has more than $600 billion of assets under management.

The United Mine Workers of America Health and Retirement Funds (the "Funds") is a group of five multi employer plans that provide health and pension benefits to retired coal miners and their eligible dependents. The Funds has been in existence since 1946. The Funds is headquartered in Washington D.C. and has Field Service Offices located in the coalfield areas of Alabama, Illinois, Indiana, Kentucky, Pennsylvania, Utah, Virginia and West Virginia. The Funds has approximately 200 employees, most of whom are located in the Washington, D.C. office. The Funds is separate and distinct from the United Mine Workers of America (“UMWA”) and the Bituminous Coal Operators’ Association, Inc. (“BCOA”).

Unified Financial Services, Inc., a holding company, provides financial products and services in the United States. It offers back-office and shareholder services for the assets of third-party mutual fund families, as well as its affiliated series funds, including mutual fund distribution services. In addition, the fund manages and administers 401(k) and other ERISA-directed assets, and wealth for individuals through portfolio management and a suite of family-office services. As of December 31, 2003, it provided mutual fund services, transfer agency, fund accounting, administration, and distribution services to 31 mutual fund families consisting of 176 portfolios. As of the above date, the fund provided trust and retirement services to approximately 1,800 clients. Unified Financial was organized in 1989 as Unified Holdings, Inc. and changed its name to Unified Financial Services, Inc. in 1997. The fund is headquartered in Lexington, Kentucky.

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