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Sun Hung Kai is one of Hong Kong's largest and oldest non-banking financial houses. Operating as Sun Hung Kai Financial, the company provides wealth management and brokerage (including securities, bullion, futures, and options), asset management, investment banking, consumer lending, and principal investments. Subsidiary SHK Fund Management offers alternative investments including two Asian and six international hedge funds. Sun Hung Kai & Co. Limited has more than 50 offices in Hong Kong, Macau, and China. AP Emerald, a subsidiary of Hong Kong real estate firm Allied Properties (H.K.), owns about two-thirds of the company.

TD AMERITRADE Holding Corporation, through its subsidiaries, provides securities brokerage services and technology-based financial services in the United States. TD AMERITRADE Holding Corporation offers common and preferred stock, American depository receipts, exchange traded funds, option trades, futures and foreign exchange trades, trading on mutual funds and fixed income securities, margin lending, and cash management services.TD AMERITRADE Holding Corporation client offerings comprise TD AMERITRADE for self-directed retail investors; TD AMERITRADE Institutional that provides brokerage and custody services; trading platforms that enables research and analysis; a suite of education products and services for stock, option, foreign exchange, futures, mutual fund, and fixed-income investors; Amerivest, an online advisory service that develops portfolios of exchange-traded funds to help long-term investors pursue their financial goals; and TD AMERITRADE Corporate Services, which offers self-directed brokerage services to employees and executives of corporations.TD AMERITRADE Holding Corporation also provides services, such as trade execution, clearing, trustee, and trust-related services; and cash sweep products through third-party banking relationships. TD AMERITRADE Holding offers its products and services to retail investors, traders, financial planners, and institutions through the Internet, a network of retail branches, wireless telephone or personal digital assistant, interactive voice response, and independent registered advisors via telephone. TD AMERITRADE Holding Corporation was founded in 1971 and is headquartered in Omaha, Nebraska.

Tejas Securities Group, Inc. is a wholly-owned subsidiary and a primary business operating unit of Tejas Incorporated (Pink Sheets: TEJS), a publicly traded holding company.Tejas Securities Group, Inc. is a registered Broker-Dealer offering brokerage and investment banking services. In addition to dealing with a broad product offering serving value-based institutional and retail investors, the firm specializes in the analysis of distressed and high yield corporate debt, high yield municipal bonds, mortgage-backed securities and special situation securities.

Terra Nova Financial Group wants to serve investors in a hurry to do some stock trading. Terra Nova Financial Group, Inc. was founded in the 1990s as a traditional retail brokerage offering insurance and other investment products. Today, Terra Nova Financial Group, Inc. has shifted its attention toward its proprietary software for direct-access trading. Terra Nova Financial Group, Inc. technology platform provides real-time quotes and trading tools for active online investors, semi-professional traders, and institutional portfolio managers. Terra Nova Financial, LLC, the company's broker/dealer subsidiary, handles online trading for more than 3,000 customer accounts. In 2010 Lightspeed Financial, Inc. agreed to acquire Terra Nova Financial, LLC for nearly $27 million.

The Jones Financial Companies is the parent of Edward Jones, an investment brokerage network catering to individual investors. Serving some seven million clients, the "Wal-Mart of Wall Street" has thousands of offices (mainly in rural communities and suburbs) in all 50 states and Canada. Brokers preach a conservative buy-and-hold approach, offering relatively low-risk investment vehicles such as government bonds, blue-chip stocks, high-quality mutual funds, and annuities. The Jones Financial Companies, L.L.L.P. also sells insurance and engages in investment banking, underwriting and making markets for corporate securities and municipal bonds.

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