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Kim Eng Holdings is one of Southeast Asia's foremost brokerage houses. Kim Eng Holdings Limited provides securities trading and investment banking services such as IPO underwriting, corporate advisory, and financing. Kim Eng Holdings Limited also provides asset management services through KE Capital Partners, a joint venture with Mitsubishi UFJ Securities, as well as through associate firm Republic Investment Management. Subsidiary Emfore Capital Partners manages private equity funds. Kim Eng also performs stock research; its KE Live division specializes in event-driven strategies for retail investors. Kim Eng has a presence in eight countries in Asia (it entered Vietnam and India in 2007), in addition to sales offices in New York and London.

Kim Eng Holdings is one of Southeast Asia's foremost brokerage houses. Kim Eng Holdings Limited provides securities trading and investment banking services such as IPO underwriting, corporate advisory, and financing. Kim Eng Holdings Limited also provides asset management services through KE Capital Partners, a joint venture with Mitsubishi UFJ Securities, as well as through associate firm Republic Investment Management. Subsidiary Emfore Capital Partners manages private equity funds. Kim Eng also performs stock research; its KE Live division specializes in event-driven strategies for retail investors. Kim Eng has a presence in eight countries in Asia (it entered Vietnam and India in 2007), in addition to sales offices in New York and London.

Ladenburg Thalmann Financial Services Inc., through its subsidiaries, provides investment banking, equity research, institutional sales and trading, independent brokerage, advisory, and asset management services in the United States. Ladenburg Thalmann Financial Services Inc. offers general investment banking and corporate finance consulting services; underwriting of public equity and debt offerings, including specified purpose acquisition companies underwriting; placement of private debt and equity offerings; merger, acquisition, and divestiture advisory services; rendering fairness and solvency opinions; and financial valuations. Ladenburg Thalmann Financial Services Inc. also provides investment consulting services, private investment management, retirement plan sponsor services, alternative investments, and architect program, as well as an asset management program, which provides centralized management of mutual fund and exchange-traded fund portfolios based on asset allocation models. In addition, Ladenburg Thalmann Financial Services Inc. offers broker-dealer and investment advisory services to the independent registered representative community. Further, Ladenburg Thalmann Financial Services Inc. reviews and analyzes general market conditions and other industry groups; issues written reports on companies, with recommendations on specific actions to buy, sell, or hold; furnishes information to retail and institutional customers; and responds to inquires from customers and account executives. Ladenburg Thalmann Financial Services Inc. serves middle market and emerging growth companies, and high net worth individuals. Ladenburg Thalmann Financial Services Inc. was founded in 1876 and is based in Miami, Florida.

MarketAxess Holdings Inc., through its subsidiaries, operates an electronic trading platform that allows investment industry professionals to trade corporate bonds and other types of fixed-income instruments. MarketAxess Holdings Inc. multi-dealer trading platform allows its institutional investor clients to request executable bids or offers from its broker-dealer clients and execute trades with the broker-dealer of their choice. MarketAxess Holdings Inc. offers its broker-dealer clients a solution that enables them to reach its institutional investor clients for the distribution and trading of bonds. MarketAxess Holdings Inc. also provides its clients the ability to trade the United States high-grade corporate bonds, European high-grade corporate bonds, and emerging markets bonds, as well as crossover and high-yield bonds, agency bonds, and credit default swaps. MarketAxess Holdings Inc. DealerAxess trading service enables dealers to trade fixed-income securities and credit default swaps with each other on its platform. In addition, MarketAxess Holdings Inc. provides Corporate BondTicker, an information services product, which offers fixed-income market data, analytics, and compliance tools that help clients in making trading decisions; and Financial Information eXchange message management tools, connectivity solutions, and ancillary technology services that facilitate the electronic communication of order information between trading counterparties. Further, it offers Application Programming Interface services to broker-dealer clients for pre-trade, trade negotiation, and post-trade services for straight-through processing. MarketAxess Holdings Inc. serves institutional investor clients, including investment advisers, mutual funds, insurance companies, public and private pension funds, bank portfolios, broker-dealers, and hedge funds, as well as broker-dealers in fixed-income trading. MarketAxess Holdings was founded in 2000 and is headquartered in New York, New York.

McAdams Wright Ragen was formed in 1998 by Brooks Ragen and Scott McAdams, both formerly associated with the regional firm Ragen MacKenzie. McAdams Wright Ragen, Inc., the regional broker-dealer offers equity and fixed-income trading, asset management, and investment banking services such as corporate finance and mergers and acquisitions advice to area companies. McAdams Wright Ragen, Inc. also performs equity research on northwestern and national stocks and acts as a market maker for some 550 community bank stocks. Offering investment management and financial planning services to retail clients, McAdams Wright Ragen, Inc. has some $3 billion in assets under management. Employee-owned MWR was founded in 1999 by Ragen MacKenzie alums Brooks Ragen and president and CEO Scott McAdams.

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