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Pzena Investment Management, Inc., incorporated on May 8, 2007, operates its business through Pzena Investment Management, LLC. Pzena Investment Management, LLC is an investment management company. As of December 31, 2009, it managed assets in 13 investment strategies across a range of market capitalizations in both United States and non-United States capital markets. The Company constructs concentrated portfolios selected through a fundamental research process similar to the approach of a private equity investor. Its assets under management (AUM) were $14.3 billion at December 31, 2009. It managed money on behalf of institutions and high-net-worth individuals and acted as sub-investment adviser to a range of Securities and Exchange Commission (SEC)-registered mutual funds and offshore funds.

Quilter & Co. Limited company, which is part of Morgan Stanley Smith Barney, provides investment management services to private clients, trusts, and charities. Quilter has nearly $6 billion ($10 billion) in assets under management and operates through 10 offices in the UK, Channel Islands, and Ireland. Its offerings include discretionary accounts and managed portfolios with a variety of investment strategies, as well as Self-Invested Personal Pensions (SIPPs), Individual Savings Accounts (ISAs), and Personal Equity Plans (PEPs). Citigroup bought the company from Morgan Stanley in 2007. However, the two firms merged their wealth management units two years later.

Quilvest SA was founded in 1915 and is based in Luxembourg, Luxembourg with additional offices in Paris, France; New York, New York; and London, United Kingdom. Quilvest SA is a public investment firm specializing in private equity investments and wealth management. It makes private equity investments through its subsidiary Quilvest Private Equity. The firm offers wealth management services through its subsidiaries Banque Privee Quilvest, Quilvest Switzerland and Quilvest Dubai Ltd.

Rathbone Brothers was founded in 1742 and is headquartered in London, the United Kingdom. Rathbone Brothers Plc, through its subsidiaries, provides investment management services and related professional advice to private individuals, trustees, charities, pension funds, and the professional advisers. It offers discretionary investment management, unit trusts, tax planning, trust and company management, pension advice, and private banking services. The company also provides ethical investment and stock broking advisory services, as well as offers taxation services, such as compliance and planning; probate services; trust services, such as trust formation, administration, accounting, and provision of trustees and protectors; and corporate and family office services. In addition, it offers pension advisory, SIPP administration, financial planning, and offshore fund management services. Rathbone Brothers company has operations in the United Kingdom, Jersey, Switzerland, the British Virgin Islands, and Singapore.

RBC Dexia Investor Services, established January 2006, is equally owned by Royal Bank of Canada and Dexia – the first of its kind in the institutional investor services market. RBC Dexia Investor Services Limited provides investor services to institutions. The company’s products and services include global custody, fund and pension administration, shareholder services, distribution support, reconciliation, Canadian sub custody, risk and investment analytics, compliance monitoring and reporting, securities lending and borrowing, Canadian equity execution and sub custody, alternative investments, benefit payments, investment counselor services, and trustee services. It also provides performance measurement and attribution, portfolio risk management, fund fact sheet, third-party lending, cash management, foreign exchange, and treasury services. In addition, the company offers risk disclosure services specifically tailored to help Canadian pension plans meet the risk disclosure requirements of CICA (Canadian institute of chartered accountants) 3862. It serves asset managers and distributors, pensions and institutions, insurance companies, and financial institutions.

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